United States:
SEC Division Grants Multinational Insurance Company No-Action Relief From "Ineligible Issuer" Status
28 September 2016
Cadwalader, Wickersham & Taft LLP
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The SEC Division of Corporation Finance granted no-action relief
to a British multinational insurance company from being
considered an "ineligible issuer" under Rule 405 of
the Securities Act. The waiver is subject to the company
ceasing and desisting from committing or causing any of the
specified SEC violations.
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