We are pleased to share with everyone Josh Horn's excellent guidance on RIA conflicts of interest, recently, published in the Practical Compliance and Risk Management for the Securities Industry, a professional journal published by Wolters Kluwer Financial Services, Inc.  See PCRM_01-15_Horn-Shah-C3.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.