NOTE: The Association for Corporate Growth's Private Equity Regulatory Task Force (PERT) is having its first annual Washington, DC fly-in on May 20-21. PERT is limited to private equity compliance officers, financial officers, and in-house counsel, and the fly-in is by invitation only. For more information, please contact Amber Landis at alandis@acg.org or call her at 312.957.4272.
This update includes:
- SEC Chairwoman White's support for mandatory third-party examinations of registered investment advisers;
- Recent SEC enforcement activity relevant to private funds; and
- The Senate Banking Committee's recent hearing on capital formation.
Click here to view the complete update.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.