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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Reminder: Daylight saving time for New York starts this weekend

It is important to check your trades/transactions are still reported at the correct time once daylight saving time begins.

Worldwide Finance

TRAction

The global impact of derivatives: Why trade reporting matters more than ever

Many global regulators have implemented reporting regimes so that they are able to get a more complete picture of the derivative activity & exposures in their markets.

Worldwide Finance

TRAction

Funds Update - 20 February 2026

On 10 February 2026, the Federal Government released a consultation paper on its proposed reforms to enhance the oversight and governance of managed investment schemes (MISs)...

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

AFS Licensees On Notice – Serious And Repeated Failures Can Lead To Cancellation Of Your AFSL

In recent case ASIC cancelled AFS Licence for serious failures in meeting its compliance obligations.

Australia Finance

SG

Sophie Grace Pty Ltd

AFCA updates its response guide for claim delay complaints

Australia Finance

B

Barry Nilsson

Private Credit – Recent regulatory interest and lessons for fund managers

Australia Finance

SG

Sophie Grace Pty Ltd

Private credit obligations – ASIC guidance

Australia Finance

SG

Sophie Grace Pty Ltd

The anatomy of a regulation

Worldwide Finance

TRAction

Cybersecurity Enforcement Intensifies: Lessons From FIIG Securities' $2.5m Compliance Penalty

Australia Finance

CC

Corrs Chambers Westgarth

Non-concessional MIT income: is your staple ready for life without relief?

Australia Finance

CC

Corrs Chambers Westgarth

Funds Update - 6 February 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

A Pre-Christmas Update From ASIC: New RG 181 And What AFSL Holders Need To Know

Australia Finance

HR

Holding Redlich

Asic Rep 828: the risks of running a retail CFD business

Australia Finance

HN

Holley Nethercote

Liquidity provider agreements and trade reporting – things to take into account

Worldwide Finance

TRAction

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Webinars

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Recorded on 20 Jan 2026 | 3:00 PM

2026 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CBA In-House Lawyers

TC

CBA In-House Lawyers

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Related Country Guides

Alternative Investment Funds

Financial Services

Funds Update - 20 February 2026

On 10 February 2026, the Federal Government released a consultation paper on its proposed reforms to enhance the oversight and governance of managed investment schemes (MISs)...

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

AFS Licensees On Notice – Serious And Repeated Failures Can Lead To Cancellation Of Your AFSL

In recent case ASIC cancelled AFS Licence for serious failures in meeting its compliance obligations.

Australia Finance

SG

Sophie Grace Pty Ltd

AFCA updates its response guide for claim delay complaints

Updated guide forms outline information that must be provided when preparing a response to an unresolved complaint after internal dispute resolution.

Australia Finance

B

Barry Nilsson

Private Credit – Recent regulatory interest and lessons for fund managers

Australia Finance

SG

Sophie Grace Pty Ltd

Private credit obligations – ASIC guidance

Australia Finance

SG

Sophie Grace Pty Ltd

The anatomy of a regulation

Worldwide Finance

TRAction

Cybersecurity Enforcement Intensifies: Lessons From FIIG Securities' $2.5m Compliance Penalty

Australia Finance

CC

Corrs Chambers Westgarth

First ASIC Penalty For Cybersecurity Failures: Federal Court Imposes $2.5m Penalty On FIIG

Australia Technology

KL

Herbert Smith Freehills Kramer LLP

Non-concessional MIT income: is your staple ready for life without relief?

Australia Finance

CC

Corrs Chambers Westgarth

See more

Commodities/Derivatives/Stock Exchanges

Reminder: Daylight saving time for New York starts this weekend

It is important to check your trades/transactions are still reported at the correct time once daylight saving time begins.

Worldwide Finance

TRAction

The global impact of derivatives: Why trade reporting matters more than ever

Many global regulators have implemented reporting regimes so that they are able to get a more complete picture of the derivative activity & exposures in their markets.

Worldwide Finance

TRAction

Insights into purchasing creditor claims in an Insolvency process with Mitch Taylor

Summary & link to video exploring a concept still unfamiliar to many Australian creditors: selling creditor claims for immediate liquidity.

Australia Insolvency

CP

Cathro & Partners

Updates proposed to the Regulatory Reporting Framework for India

Worldwide Finance

TRAction

Are Cryptocurrency CFDs reportable under ASIC?

Australia Finance

TRAction

Funds Update - 23 January 2026

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Insider Trading In Australia: What You And Your Company Need To Know

Australia Finance

HR

Holding Redlich

ASIC's ‘Nexus Derivatives' – What are they?

Australia Finance

TRAction

Australian Sustainable Finance Taxonomy: Market Insights From World-first Pilot Program

Australia Finance

CC

Corrs Chambers Westgarth

See more

Charges, Mortgages, Indemnities

Australian Sustainable Finance Taxonomy: Market Insights From World-first Pilot Program

Australia is testing the Taxonomy in practice with some of the country's largest financial institutions.

Australia Finance

CC

Corrs Chambers Westgarth

Professions And Financial Lines Brief - Latest Decisions October 2025

A roundup of the latest court decisions touching on breach of warranty, the interpretation of "any one loss" and how conditional arbitration clauses interact with ongoing BI claims.

Australia Finance

K

Kennedys

Blackbird Swoops In Effort To Extinguish Secured Creditor's Rights Under DOCA

This case is a reminder that creditors should carefully identify and assess any restrictions imposed on enforcement of security interests under a DOCA.

Australia Finance

CC

Corrs Chambers Westgarth

A guide to lender securities in Australia - What borrowers & lenders need to know

Australia Finance

BP

Bartier Perry

Funds Update - 26 September 2025

Australia Finance

KL

Herbert Smith Freehills Kramer LLP

Buy Or Rent? Why The Australian Dream Might Be Due For A Makeover

Australia Real Estate

FC

FTI Consulting

M&A Review: Market insights & outlook for 2026

Australia Finance

HR

Holding Redlich

Green Finance In The Australian Commercial Property Market

Australia Finance

PA

Piper Alderman

2025 Banking Code of Practice - key changes affecting lenders and borrowers

Australia Finance

BP

Bartier Perry

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Leasing

ASIC Review Of Consumer Leases

ASIC has conducted a review of consumer leases, to evaluate the implementation of the reforms which commenced in 2023.

Australia Finance

SG

Sophie Grace Pty Ltd

Disclosure statements in commercial retail leasing

Before entering any lease, tenants should be provided with a disclosure statement to inform them about the property.

Australia Finance

P

PCL Lawyers

ASIC's Enforcement Action On Responsible Lending Practices

ACL holders must properly assess whether consumers can meet repayment obligations, before entering into loan contracts.

Australia Finance

SG

Sophie Grace Pty Ltd

Equipment lease leaves owner empty handed when hirer becomes insolvent

Australia Insolvency

CC

Corrs Chambers Westgarth

When we all understand the assignment: Assigning a retail shop lease as part of a commercial business sale

Australia Finance

SL

Sajen Legal

What are the new lease disclosure requirements under the Franchising Code of Conduct?

Australia Commercial

L

LegalVision

Understanding the fine print in a commercial lease agreement

Australia Finance

IG

Ivy Law Group

Retail & hospitality: What rental relief is now available?

Australia Insolvency

W

Worrells

End of Financial Year Checklist 2021

Australia Finance

CG

Coleman Greig Lawyers

See more

Latest Videos

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Mortgagee in possession?

CP

Cathro & Partners

The Sophie Grace Portal is now live! ACLs - Do you need an ACL?

SG

Sophie Grace Pty Ltd

It Depends – Can my SMSF engage a related party builder?

CG

Cooper Grace Ward

Signing loan documents electronically

BP

Bennett & Philp Lawyers

Streaming series | Intercreditor arrangements

NR

Norton Rose Fulbright Australia

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