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Searching Content from United States indexed under Wealth Management ordered by Published Date Descending.
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1
Democrats Turn To Tax Reform To Reduce Wealth Disparity
The U.S. Federal deficit is expected to reach $1 trillion in 2019. Meanwhile, a hedge fund billionaire recently purchased a New York City condominium ...
United States
12 Apr 2019
2
Taking Custody Of The Custody Rule's Impact On The Loan Market And Digital Assets
If you are reading this today, on April 1, and you have a December 31 fiscal year end, then you have survived your annual Form ADV amendment. Congratulations!
United States
12 Apr 2019
3
CFTC Adopts Swaps Proficiency Exam Requirement For Associated Persons Of Asset Managers
On March 25, 2019, the National Futures Association ("NFA") adopted rule amendments and a related interpretive notice that will, for the first time, impose a swaps proficiency exam ...
United States
8 Apr 2019
4
Benefits Of Borrowing Against A Life Insurance Policy
If you are low on cash and need funds to pay for college tuition, unexpected medical bills, mortgage payments or other expenses, one option is to borrow against the cash value of a permanent life insurance policy.
United States
5 Apr 2019
5
Cash Is King
According to the Wall Street Journal, cash was the best performing asset class in 2018. However, many investors shy away from cash investments, such as Treasury bills, money market funds and savings accounts.
United States
5 Apr 2019
6
Coming To Terms With BEAT: Unique Challenges For Asset Managers
The BEAT is in addition to the taxpayer's regular tax liability.
United States
5 Apr 2019
7
SEC Commissioner Elad Roisman Recommends Agency Consider Proxy Guidance For Asset Managers
SEC Commissioner Elad Roisman recommended that the agency consider additional guidance for asset managers with respect to the use of proxy advisory firms.
United States
2 Apr 2019
8
Proxy Advisory Firms And Other Updates From The Commission's Investment Management Division
At the ICI Conference, Dalia Blass, Director of the Securities and Exchange Commission's Division of Investment Management, provided some insights on upcoming rulemaking initiatives.
United States
2 Apr 2019
9
Podcast: Private Fund Regulatory Update: Post-U.S. Government Shutdown
This Ropes & Gray podcast series highlights developments in Washington, D.C., affecting private funds and their legal, regulatory and compliance obligations.
United States
21 Mar 2019
10
The New Hampshire Foundation Act: A Solid Foundation For Wealth Management On A Global Scale
New Hampshire recently signaled its intention to be one of the leading states for fiduciaries to consider by enacting The New Hampshire Foundation Act, making it the first state to permit the establishment of civil law foundations.
United States
19 Mar 2019
11
Pryor Cashman Secures Major Victory For Investment Advisory Client
Pryor Cashman obtained a significant victory on behalf of client Sciens Capital Management, along with many of its principals and affiliates, in an action that was pending in the United States District Court for the Southern District of New York.
United States
15 Mar 2019
12
SEC Issues No-Action Relief Increasing Flexibility For Certain In-Person Director Voting Requirements
On February 28, 2019, the staff of the Division of Investment Management (the "Staff") of the Securities and Exchange Commission (the "SEC") issued a no-action letter.
United States
13 Mar 2019
13
Third Circuit Holds That Debt Purchasers Can Qualify As Debt Collectors
On February 22, the Third Circuit sidestepped the Supreme Court's 2017 holding in Henson v. Santander Consumer USA Inc. and found that a purchaser of defaulted debt ...
United States
12 Mar 2019
14
M&A HSR Premerger Notification Thresholds Increase in 2019
The Federal Trade Commission has announced new HSR thresholds for 2019.
United States
12 Mar 2019
15
FTC Announces Revised HSR Thresholds For 2019
The Hart-Scott-Rodino Antitrust Improvements Act of 1976 ("HSR Act") requires that parties to significant mergers, acquisitions, or other transactions notify the Federal Trade Commission ("FTC") and the Department of Justice ("DOJ") prior to consummating the transaction.
United States
28 Feb 2019
16
How Should We Engage With Investors On Sustainability?
In this report, Change the Conversation: Redefining How Companies Engage Investors on Sustainability, sustainability nonprofit Ceres provides some guidance on how companies should best engage with their investors on the issue of sustainability.
United States
26 Feb 2019
17
New California Commercial Finance Disclosure Law Adds Lender Compliance Hurdles
The Golden State has recently adopted a new law requiring certain lenders and intermediaries to provide special disclosures to commercial loan customers in connection with certain types
United States
22 Feb 2019
18
Sustainability In EU Capital Markets: New Rules For Fund And Asset Managers Ahead
Currently in the European Union, no level playing field exists for asset management and rating agency activities when it comes to ensuring sustainability
United States
18 Feb 2019
19
AFG Supports New ISDA French Law Documentation
The endorsement of Europe's largest asset management association should promote use of the new 2002 ISDA Master Agreement (French law) on the European OTC derivatives market.
United States
14 Feb 2019
20
Pennsylvania Pension Review Commission Recommends Overhaul To Public Plans' Investments And Structure
The Situation: The Pennsylvania Legislature passed Act 5 in 2017, which, among other things, created the Pennsylvania Public Pension Management and Asset Investment Review Commission ("Commission").
United States
14 Feb 2019
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