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Searching Content from United States indexed under Wealth Management ordered by Published Date Descending.
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1
NFA Proposes Adoption Of CPO Internal Control Systems Interpretive Notice
The National Futures Association ("NFA") proposed adoption of an Interpretive Notice that requires commodity pool operators ("CPOs") to adopt internal control systems to deter fraud.
United States
18 Dec 2018
2
The New Foreign Tax Credit Proposed Regulations – An Executive Summary
Released on November 30, 2018, the foreign tax credit proposed regulations provide a comprehensive new framework for calculating the foreign tax credit in light of several changes made by the Tax Cuts
United States
18 Dec 2018
3
FTC Considers Anticompetitive Implications Of "Common Ownership" Investments
At a Federal Trade Commission ("FTC") hearing, industry professionals and experts debated the possible anticompetitive implications of institutional investors holding non-controlling equity...
United States
18 Dec 2018
4
Fiduciary Duties With Respect To Trade Secrets For Dual Or Multiple Directors
As a special feature of our blog—guest postings by experts, clients, and other professionals—please enjoy this blog entry from Donal O'Connell, Managing Director of Chawton Innovation Services Ltd.
United States
17 Dec 2018
5
SEC Adopts Safe Harbor For Broker-Dealers' Research Of Business Development Companies And Other Investment Funds
On November 30, 2018, the SEC adopted Rule 139b under the Securities Act of 1933, which establishes a non-exclusive safe harbor for independent broker-dealers participating in securities...
United States
17 Dec 2018
6
Asset Managers Are Focus Of FTC Hearing On "Common Ownership" Investments
The Federal Trade Commission ("FTC" or the "Commission") convened a hearing on December 6, 2018 to better understand the possible anticompetitive implications of institutional investors...
United States
17 Dec 2018
7
ERISA Class-Action Litigation Over Fees In Health And Welfare Plans
Sponsors and fiduciaries of health and welfare plans should be aware of a recently filed class-action lawsuit against alleged fiduciaries of a health plan.
United States
14 Dec 2018
8
Lifetime Estate Tax Exemption
With the historically high gift and estate tax exemption amounts ($11,180,000 in 2018, increasing to $11,400,000 in 2019) currently in effect ...
United States
13 Dec 2018
9
Tax Court Provides Clarity For Family Offices Seeking To Deduct Business Expenses
Proceedings in the Tax Court case of Hellmann v. Commissioner provided additional clarity on whether expenses incurred by a single family office are deductible as trade or business expenses...
United States
10 Dec 2018
10
Wealth Management Update - December 2018
Important federal interest rates continue to rise.
United States
10 Dec 2018
11
Federal Court Denies SEC Injunction In Blockvest ICO
On November 28, 2018, the United States District Court for the Southern District of California denied the U.S. Securities and Exchange Commission's (SEC) request for a preliminary injunction against Defendants Blockvest.
United States
5 Dec 2018
12
Simplifying Capital For Community Banks
Community bankers around the country had something extra to be thankful for this Thanksgiving: a joint notice of proposed rulemaking simplifying capital compliance.
United States
5 Dec 2018
13
Funds Talk: December 2018
Legal commentary on the news and events that matter most to alternative asset managers and funds.
United States
5 Dec 2018
14
High-Level Overview Of The Proposed Regulations On Interest Deduction Limitation Rules
On November 26, 2018, the Department of Treasury and US Internal Revenue Service released proposed regulations that flesh out the new Section 163(j) interest limitation rule
United States
4 Dec 2018
15
International Body Proposes Framework For Assessing Fund Leverage
On November 14, 2018, IOSCO launched a consultation on a proposed framework to help assess leverage used by investment funds.
United States
3 Dec 2018
16
ICO/STO: Is It Legal For Vietnamese To Participate?
The short answer is that ICO/STOs themselves are not regulated yet in Vietnam (as in most other countries). That doesn't mean that every initial coin offering (ICO),
United States
27 Nov 2018
17
Agencies Propose A More Tiered Approach To Large Bank Supervision
On October 31, 2018, the federal banking agencies released two separate proposals that, if adopted, would create a more consistent tiered approach to large bank supervision ...
United States
26 Nov 2018
18
Trustees, Are You Suffering From "Accountholder" Confusion?
So, you're cruising along in the pre-FATCA/CRS world.
United States
23 Nov 2018
19
Third Circuit Affirms Dismissal Of Putative Class Action Without Leave To Amend
On November 14, 2018, the United States Court of Appeals for the Third Circuit affirmed the dismissal of and denial of leave to amend a putative class action complaint against Altisource...
United States
23 Nov 2018
20
Milbank Represents Transportadora De Gas Internacional S.A. E.S.P. In Landmark $750M Rule 144A/Reg S Offering
Milbank, Tweed, Hadley & McCloy LLP represented TGI, Colombia's largest natural gas transmission, in connection with the $750 million Rule 144A/Reg S offering of 5.550% senior notes due 2028.
United States
21 Nov 2018
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