Searching Content from United States indexed under Wealth Management ordered by Published Date Descending.
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Sustainability In EU Capital Markets: New Rules For Fund And Asset Managers Ahead
Currently in the European Union, no level playing field exists for asset management and rating agency activities when it comes to ensuring sustainability
United States
18 Feb 2019
AFG Supports New ISDA French Law Documentation
The endorsement of Europe's largest asset management association should promote use of the new 2002 ISDA Master Agreement (French law) on the European OTC derivatives market.
United States
14 Feb 2019
Pennsylvania Pension Review Commission Recommends Overhaul To Public Plans' Investments And Structure
The Situation: The Pennsylvania Legislature passed Act 5 in 2017, which, among other things, created the Pennsylvania Public Pension Management and Asset Investment Review Commission ("Commission").
United States
14 Feb 2019
IRS Makes Cryptocurrency A Compliance Priority
The Internal Revenue Service (IRS) and other global taxing authorities are continuing to focus on bringing taxpayers who hold cryptocurrencies into compliance.
United States
13 Feb 2019
Injunctive Relief Denied In Trade Secret Theft Case
Chief Judge Frank P. Geraci, of the Western District of New York, recently denied a temporary restraining order and preliminary injunction sought by irth Solutions, LLC to protect the "unique combination" trade secret...
United States
12 Feb 2019
Lessons Learned – The Importance Of Governance And Regulatory Oversight In Storing Crypto Assets
Quadriga, Canada's largest cryptocurrency exchange, is unable to gain access to about $145 million (USD) of bitcoin and other digital assets following the sudden death of Gerald Cotten, its co-founder and CEO...
United States
12 Feb 2019
Second Circuit And New York Appellate Division Decisions Affirm Pro-Arbitration Policies
In Deasang Corp. v. NutraSweet Co., the Appellate Division overturned a ruling by a lower court vacating an arbitral award on the ground that the arbitral panel ...
United States
8 Feb 2019
Federal Register: Agencies Propose Changes In Asset Thresholds For Management Interlock Rules
A proposal by the Comptroller of the Currency, Federal Reserve Board and FDIC to increase the major assets prohibition thresholds for management interlock rules ...
United States
6 Feb 2019
New Tax Plan Accelerates Need To Plan For Generational Transitions
We are at the brink of the largest intergenerational wealth transfer in history.
United States
4 Feb 2019
OFAC Delists Oligarch Companies Over Congressional Objections
On Sunday, the U.S. Treasury Department's Office of Foreign Assets Control (OFAC) announced that it lifted sanctions on three entities associated with Russian oligarch Oleg Deripaska ...
United States
1 Feb 2019
Employers Beware, The Government Shutdown Did Not Stop IRS Collection Activity
Although the government shutdown appears to be over, at least temporarily, businesses will need to deal with the aftermath of the lengthy shutdown.
United States
31 Jan 2019
SEC And FINRA's Annual Rites – Announcing Their Examination Priorities
On January 22, 2019, FINRA published its 2019 Risk Monitoring and Examination Priorities Letter.
United States
30 Jan 2019
ESMA And EBA Assess Whether Crypto-Assets Are Regulated Under Existing EU Rules And Advise The European Commission To Consider An EU-Level Regulation
On Jan. 9, 2019, both the European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) published a report on crypto-assets.
United States
29 Jan 2019
Trade Secret Cost Management
As a special feature of our blog—guest postings by experts, clients, and other professionals
United States
28 Jan 2019
Special Issues Under Sections 13(d) And 16 For Hedge Funds
The latest chapter in our Practical Guide to the Regulation of Hedge Fund Trading Activities has been released.
United States
25 Jan 2019
Diversify Your Assets
Light is a mjxture of individual colors each of which cannot be perceived by the human eye, but together ...
United States
24 Jan 2019
The Three "Cs" For Investment Advisers' Compliance Attention In 2019
As chief compliance officers prepare for their annual compliance reviews, they should familiarize themselves with the examination priorities letter the Securities and Exchange Commission (SEC)
United States
22 Jan 2019
Duff & Phelps Global Enforcement Review
There are signs that a new regulatory enforcement landscape is coming into view.
22 Jan 2019
Podcast: Keeping Up With Recent Changes And Trends In Private Fund Regulation
This Ropes & Gray podcast series, which we expect to update periodically, will highlight developments in Washington, D.C. that affect private funds and their legal, regulatory and compliance obligations.
United States
22 Jan 2019
Fund Finance Compendium
Mayer Brown has been working on subscription credit facilities and other fund financings for two decades. During this time,
United States
18 Jan 2019
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