Searching Content indexed under Corporate Governance by Day Pitney LLP ordered by Published Date Descending.
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The Top Three Provisions For Every LLC Operating Agreement - December 10, 2018
One of the great things about limited liability companies (LLCs) is the flexibility they provide. Unlike a corporation, you don't need boards of directors ...
United States
14 Dec 2018
Formation: C-Corporation vs. LLC For Your Startup – Which Should I Choose?
In short, form an LLC if you're putting up a lot of your own capital or not seeking Venture Capital (VC) financing. Otherwise, save yourself time, aggravation, and money and form a C-Corp.
United States
16 Nov 2018
Staffing The Family Office: Attracting And Retaining Talent
Key Duties That Families Require of Family Office Executives - Investment Strategy and Implementation; Accounting, Reporting and Control; Banking and Liquidity Planning; Legal, Governance and Estate Planning ...
United States
11 Oct 2018
Major Changes Underway For The Connecticut Limited Liability Act
Gov. Malloy signed into law the first major revision of the Connecticut Limited Liability Company Act since its passage in 1993.
United States
17 May 2016
Brace For New NAIC Corporate Governance Disclosures In June
The Corporate Governance Annual Disclosure Model Act and Model Regulation have been adopted by NAIC and have been passed into law by California, Indiana, Iowa, Louisiana and Vermont.
United States
9 Mar 2016
Handling Change: 5 Steps To Manage Transitions In Leadership
One issue every organization will face at some point is the loss of an executive director.
United States
8 Feb 2016
SEC Ratchets Up Enforcement Of Cybersecurity Compliance
The U.S. Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE) issued a Risk Alert last week on managing cybersecurity risks.
United States
22 Apr 2014
Gov. Christie Signs Legislation Amending NJ Business Corporation Act
On April 1, Gov. Chris Christie signed legislation amending the New Jersey Business Corporation Act. The legislation was drafted by the New Jersey Corporate and Business Law Study Commission.
United States
7 Apr 2013
NJ Legislature Passes Three New Laws Amending The NJBCA
The New Jersey legislature recently passed three new pieces of legislation amending the New Jersey Business Corporation Act (the "NJBCA").
United States
20 Feb 2013
JOBS Act - On Regulation A, Regulation D And Crowdfunding Provisions
After a comparatively brief debate in Congress, President Obama signed the Jumpstart Our Business Startups Act (JOBS Act) on April 5, 2012.
United States
23 Apr 2012
Traps For The Unwary - Negotiating The Nasdaq Shareholder Approval Rules For Securities Offerings
You're planning a capital raise for a Nasdaq-listed issuer. In preparing for the offering, you review Nasdaq Rule 5635(d), which sets forth the circumstances under which shareholder approval is required.
United States
18 Apr 2012
Congress Passes JOBS Bill For Emerging Growth Companies
Congress passed the Jumpstart Our Business Startups Act (the "JOBS Act") today with the stated intention of making it easier for emerging growth companies to raise capital and, as a result, to increase employment. President Obama is expected to sign the bill promptly.
United States
18 Apr 2012
Guidance for 2011 Proxy Season
Following the enhanced disclosures required in the 2010 proxy season by the Securities and Exchange Commission ("SEC"), additional disclosures for the 2011 proxy season relating to corporate governance and executive compensation have been mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act").
United States
2 Dec 2010
"Earnings Management" Continues to be an Enforcement Target for the SEC Staff
The Securities and Exchange Commission has again targeted for enforcement members of company financial management who were alleged to have been involved in adjusting reserve accounts not in accordance with GAAP.
United States
30 Sep 2010
Corporate Executive Essentials - Update on "Say on Pay"
On July 15, 2010, the U.S. Senate approved the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Dodd-Frank Act represents one of the most significant financial reforms proposed in recent decades and presents numerous corporate governance and securities law issues that will require the attention of corporate executives.
United States
19 Jul 2010
Financial Regulatory Reform: Corporate Governance and Executive Compensation
On June 30, 2010, the U.S. House of Representatives adopted the Dodd-Frank Wall Street Reform and Consumer Protection Act. The finalized bill is expected to be approved by the U.S. Senate after its Fourth of July recess and delivered to President Obama for signature by mid-July.
United States
13 Jul 2010
Nasdaq Joins NYSE In Requiring Prompt Notification Of Any Noncompliance With Governance Listing Requirements
Effective June 13, 2010, any company listed on the Nasdaq Stock Market is required to provide Nasdaq with prompt notification whenever an executive officer of the company becomes aware of any noncompliance with Nasdaq's corporate governance listing requirements (as set forth under the Nasdaq Rule 5600 Series), even if the company believes such noncompliance to be immaterial.
United States
6 Jul 2010
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