Searching Content indexed under Securities by Jeffer Mangels Butler & Mitchell LLP ordered by Published Date Descending.
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Overstate Your Cybersecurity At Your Peril – Lessons From The Equifax Data Breach
Looking back with the perspective of two years, the Equifax data breach still has many lessons to teach us.
United States
16 Apr 2019
Cyber Risk And Internal Accounting Controls: How Should Boards Respond?
The SEC warns public companies that lax cybersecurity practices could violate rules governing internal accounting controls, and offer nine scams as cautionary tales.
United States
19 Nov 2018
SEC Ramps Up Its Interest In Cryptocurrency Companies With Scores Of Subpoenas
The Securities and Exchange Commission (SEC) could be on target to make 2018 the year of cryptocurrency regulation—or at least the start of it.
United States
4 May 2018
The Hard Rock Hotel San Diego -- A Condo Hotel -- Did NOT Offer "Securities" According To New Appellate Court Decision In Salameh v. Tarsadia Hotel. Lower District Court Dismissal Upheld
One of the most significant challenges for developers of a condo hotel project is whether the sale of the condo units constitutes the sale of a "security."
United States
19 Aug 2013
Protecting The Integrity Of The EB-5 Investment Market Through The Adoption And Use Of Due Diligence Best Practices
Last month, the EB-5 investment community was shocked by the SEC enforcement action against the Intercontinental Regional Center Trust of Chicago.
United States
27 Mar 2013
A Practical Guide To Compliance With U.S. Securities Broker-Dealer Laws For Regional Centers And Project Developers Using EB-5 Financing
A discussion on whether regional centres are required to register as broker-dealers under U.S. securities laws.
United States
25 Jan 2013
Hidden Liens - ERISA Liens Arising Under 29 U.S.C. Section 1368
29 U.S.C. Section 1368 provides for a lien ("ERISA Lien") upon the failure of a person to pay amounts owed to the Pension Benefit Guaranty Corporation ("Corporation") where a single-employer plan is terminated in a distress termination or a termination is instituted by the Corporation.
United States
21 May 2012
Lenders Beware: Read Your Guaranty Carefully For Technicalities That Could Leave You Unprotected
Once again, my partner, Joe Demko, who handles much of our bank litigation, has a tip to pass along.
United States
27 Apr 2012
Don't Create A Liability When You Sell A Loan
These days, many institutional lenders are selling non-performing loans to financial and strategic buyers.
United States
12 Jan 2012
Why It Is Important For A Lender To File A Proof Of Claim
Unless you are a specialized lender who makes loans to debtors-in-possession, you do not make a loan with the expectation that your borrower is going to file bankruptcy.
United States
10 Jan 2012
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