Searching Content indexed under Securities by Jaculin Aaron ordered by Published Date Descending.
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United States Supreme Court Holds SEC Disgorgement Orders Subject To Five-year Statute Of Limitations
On Monday, June 5, 2017, a unanimous Supreme Court held that the ability of the SEC to seek disgorgement in connection with a violation of federal securities law is subject to a five-year statute of limitations.
United States
21 Jun 2017
US Supreme Court To Consider Registrants Liability For Non-Disclosure Under Item 303 Of Regulation S-K
The United States Supreme Court granted a petition for a writ of certiorari to resolve a circuit split on whether corporate issuers' disclosure obligation under Item 303 of SEC Regulation S-K can be an independent source of liability under Section 10(b)...
United States
12 Apr 2017
Second Circuit Accepts Controversial "Inflation-Maintenance" Theory Of Securities Fraud Liability
In so-called "price maintenance" securities fraud cases, plaintiffs argue that a misrepresentation that does not cause a stock's price to rise can nevertheless be actionable under Section 10(b) of the Exchange Act.
United States
11 Oct 2016
Delaware Chancery Court Grants Appraisal Petition After Finding Dell MBO Transaction Provided Stockholders Less Than Fair Value
The opinion is notable for several reasons, including because the Court declined to accept that the negotiated market price for the deal was the best available indication of the fair value of the company.
United States
14 Jun 2016
Eighth Circuit Holds Presumption Of Reliance Rebutted Under Halliburton II And Reverses Class Certification In Securities Action
The Best Buy action involves three alleged misrepresentations—all of which related to one another and occurred within a few hours
United States
19 Apr 2016
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