Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Holland & Knight ordered by Published Date Descending.
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ISDA Publishes Consultation On USD Libor Fallbacks For Derivatives
The International Swaps and Derivatives Association Inc. (ISDA) is soliciting market feedback on methodology for determining fallback to the Secured Overnight Financing Rate (SOFR)
United States
6 Jun 2019
Summary Of ARRC's Libor Fallback Proposal For Floating Rate Notes
The Alternative Reference Rates Committee (ARRC) recently released proposed fallback language for Libor-based floating rate note (FRN) transactions in anticipation of the cessation of Libor in 2021.
United States
6 Jun 2019
Swaps Regulator Endorses Potential Of DLT For Swaps Trade Reporting
"The full potential of DLT in trade reporting is to transcend the fragmented regulatory structure by providing reference to a single, validated record of all financial transactions/positions across regulated markets."
United States
20 Jun 2018
SEC Issues New Material Event Notices Under Proposed Rule 15c2-12 Amendments
he U.S. Securities and Exchange Commission (SEC) has proposed adding two additional triggers – in new subparagraphs (15) and (16) – for the material events notice requirements under Rule 15c2-12 (the Proposed Rule).
United States
19 Apr 2017
Guide To U.S. Variation Margin Documentation For Financial End Users
March 1, 2017 is the scheduled implementation date applicable for most financial end users for the mandatory posting of variation margin to their swap dealer counterparties under U.S. margin rules.
United States
24 Nov 2016
SEC Seeks Record Penalty Against Former Miami Budget Director
After a federal jury found the City of Miami's (City) former budget director guilty of defrauding investors in connection with a 2009 bond offering...
United States
22 Nov 2016
SEC Proposes To Modernize Reporting/ Disclosure By Investment Companies/ Advisors
On May 20, 2015 the SEC proposed rules, forms and amendments to modernize the reporting and disclosure of information by registered investment companies and investment advisors.
United States
8 Jun 2015
A Practical Guide For The Buy-Side To The U.S. Margin Rules For Uncleared Swaps
This guide is designed to provide in a concise format the principal information that the buy-side needs to know about the U.S. margin rules.
United States
15 Apr 2015
House Bill Seeks To Limit Certain Provisions Of Dodd-Frank
Section 731 of Dodd-Frank requires mandatory margin in connection with uncleared swaps entered into by swap dealers and major swap participants.
United States
21 Jan 2015
What Every End-User Needs To Know About The ISDA March 2013 DF Protocol
On March 22, 2013, ISDA published the March 2013 DF Protocol, and on May 20, 2013, ISDA Amend became available to accept Questionnaires under the new Protocol.
United States
8 Jun 2013
Guarantees Of Interest Rate Swap Obligations By Non-ECP Guarantors Are Probably Illegal And Unenforceable
The Commodity Futures Trading Commission (the CFTC) has made a determination that could affect the legality and enforceability of certain guarantees of interest rate swap obligations, although it may not seem logical at first.
United States
23 Apr 2013
The Extraterritorial Reach Of Derivative Regulation Under Dodd-Frank
In the wake of the financial crisis, global regulators have endeavored to undertake significant regulatory reform of the swaps markets.
United States
16 Apr 2013
Dodd-Frank Rules Clarify Relief From Swap Regulation For Certain Energy, Emission And Other Commodity Swaps
As a general matter, commodity swaps and options on commodities, whether or not physically settled, are subject to regulation under the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
6 Sep 2012
SEC Issues "Roadmap" On Phase-In Of Derivatives Regulation
On June 11, 2012, the SEC issued a policy statement regarding over-the-counter derivatives rules to be adopted under Title VII of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank").
United States
26 Jun 2012
Recent Ruling by Lehman Court Further Complicates Law on Derivatives
Decisions emerging from the Lehman Brothers chapter 11 cases are helping to define the parameters of the Bankruptcy Code’s safe harbors for derivative transactions
United States
25 Mar 2010
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