With Matthew Bersani, David Dixter, Robert Evans, Stephen Giove, Masahisa Ikeda, Lisa Jacobs, Jason Lehner, Marc Plepelits, Richard Price, Martin Schmidt, Claudius Sokenu, Sami L Toutounji, Robert Treuhold
The SEC announced enforcement proceedings against officers, directors and major shareholders and publicly-traded companies for violations related to beneficial ownership filings.