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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

CFTC Files Amicus Brief Urging Exclusive Federal Jurisdiction Of Event Contracts

On February 17, 2026, the Commodity Futures Trading Commission (CFTC) filed an amicus curiae brief in the Ninth Circuit supporting North American Derivatives Exchange, Inc., d/b/a Crypto.com Derivatives North America...

United States Finance

W

WilmerHale

Court Of Appeal Confirms Transferee Lender May Maintain Inherited SVR And Clarifies Limits Of CCA Unfair Relationship Remedies For Regulated Mortgages

The decision provides important appellate authority for lenders managing legacy or "back book" mortgage portfolios and gives welcome clarity on the boundaries of the court's remedial powers...

United States Finance

KL

Herbert Smith Freehills Kramer LLP

FINRA Meets the Marketing Rule—Mostly: Performance Projections and Targeted Returns Under Proposed Amendments to Rule 2210

For years, broker-dealers have operated under a regulatory regime that has sharply constrained their ability to discuss future performance.

United States Finance

KG

K&L Gates LLP

The Private Funds Briefing: Navigating Sustainability Side Letter Clauses: Spotlight On U.S. State Plans

As sustainability expectations continue to evolve across the global investor landscape, managers are facing increasing pressure to navigate...

United States Finance

PR

Proskauer Rose LLP

The Insider's Guide To Evergreen Funds

United States Finance

SR

McDermott Will & Schulte

Prediction Markets At A Crossroads: The Continued Jurisdictional Battle Over Event Contracts

United States Finance

HK

Holland & Knight

FinCEN Eases Beneficial Ownership Verification For Financial Institutions

United States Finance

AC

Ankura Consulting Group LLC

NCUA Proposes Licensing Framework For Credit Union Stablecoin Subsidiaries

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

FTC Revisiting Negative Option Rule And Withdrawing CARS And Non-Compete Rules

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

OCC Proposes Rule To Restructure Supervisory Appeals Process

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

FinCEN Issues Exceptive Relief Order On Beneficial Ownership Verification Requirements

United States Finance

GP

Goodwin Procter LLP

Trump Administration Says CFPB Has Cost Consumers Hundreds Of Billions Of Dollars

United States Finance

BS

Ballard Spahr LLP

Global Survey Of ESG Regulations For Asset Managers

United States Finance

KG

K&L Gates LLP

Retail's Reset: How Finance Leaders Drive Real Change In A New Demand Cycle

United States Finance

R

Riveron

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Webinars

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Recorded on 20 Jan 2026 | 3:00 PM

2026 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CBA In-House Lawyers

TC

CBA In-House Lawyers

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Related Country Guides

Banking Regulation

Project Finance

Securitization & Structured Finance

Half-Truths: Fraud By Omission Under The Federal Securities Laws

About two years ago, the Supreme Court held that Section 10(b) and Rule 10b-5(b) did not prohibit "pure omissions."

United States Commercial

KM

Katten Muchin Rosenman LLP

The Insider's Guide To Evergreen Funds

Lately, all eyes seem to be on evergreen funds. Among private credit funds, they have emerged as one of the hottest fund formats in recent years – but despite their growing popularity...

United States Finance

SR

McDermott Will & Schulte

Credit Union-Sponsored Securitizations: Market Developments And Legal Considerations

The arrival of credit unions as active participants has been a noteworthy development in the asset-backed securitization market over the past few years, and appears poised for significant growth in the immediate future.

United States Finance

D

Dechert

2026 FFA Annual Conference Recap

United States Finance

LL

Loeb & Loeb LLP

SRTs In The Resolution Of Failed Banks

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Digital Mortgage Assets: A Closer Look

United States Finance

MB

Mayer Brown

Tapping Into Securitization: Oil & Gas Companies Digging For New Funding Sources

United States Finance

MT

Miller Thomson LLP

Sustainable Energy & Infrastructure Client Feature — January 2026

United States Wealth Mgt

M

Mintz

FCA Publishes Final Rules On Systematic Internaliser Regime For Bonds And Derivatives And Matched Principal Trading By MTF Operators

United States Finance

KM

Katten Muchin Rosenman LLP

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Commodities/Derivatives/Stock Exchanges

CFTC Files Amicus Brief Urging Exclusive Federal Jurisdiction Of Event Contracts

On February 17, 2026, the Commodity Futures Trading Commission (CFTC) filed an amicus curiae brief in the Ninth Circuit supporting North American Derivatives Exchange, Inc., d/b/a Crypto.com Derivatives North America...

United States Finance

W

WilmerHale

Prediction Markets At A Crossroads: The Continued Jurisdictional Battle Over Event Contracts

In a flurry of legal and regulatory activity in February 2026, the Commodity Futures Trading Commission (CFTC) publicly declared it would defend its "exclusive jurisdiction" over event contracts, even as state regulators...

United States Finance

HK

Holland & Knight

Who Could Have Guessed? Multiple Sponsors File For Prediction Market Based ETFs

In the last week, multiple ETF sponsors filed for first-of-their-kind ETFs based on event contracts tied to political outcomes.

United States Finance

KG

K&L Gates LLP

Managing Legal Risk In The Age Of Artificial Intelligence: What Key Stakeholders Need To Know Today

United States Technology

W

WilmerHale

SEC Acts On N-PORT And Names Rule; Staff Issues FAQs: What Funds Need To Know

United States Finance

D

Dechert

Federal Agencies Signal Renewed Focus On Prediction Markets

United States Criminal

AG

Akin Gump Strauss Hauer & Feld LLP

CFTC And SEC Regulatory Harmonization: Delivering US Financial Leadership In Crypto Markets And Beyond

United States Technology

AM

Alvarez & Marsal

Trump Tariff Tracker – February 13, 2026

United States International

BB

Baker Botts LLP

IOSCO Report Provides Guidance That Can Help Dealers Avoid Insider Trading Scrutiny

United States Finance

JD

Jones Day

See more

Fund Management/ REITs

The Private Funds Briefing: Navigating Sustainability Side Letter Clauses: Spotlight On U.S. State Plans

As sustainability expectations continue to evolve across the global investor landscape, managers are facing increasing pressure to navigate...

United States Finance

PR

Proskauer Rose LLP

The Insider's Guide To Evergreen Funds

Lately, all eyes seem to be on evergreen funds. Among private credit funds, they have emerged as one of the hottest fund formats in recent years – but despite their growing popularity...

United States Finance

SR

McDermott Will & Schulte

Global Survey Of ESG Regulations For Asset Managers

Investment advisers offering funds in more than one country are accustomed to adapting to different regulatory requirements. However, the challenges presented by the global regulation of environmental, social...

United States Finance

KG

K&L Gates LLP

Alternative Data's Integration Into AI Fuels New Opportunities And Challenges

United States Finance

LS

Lowenstein Sandler

Managing Legal Risk In The Age Of Artificial Intelligence: What Key Stakeholders Need To Know Today

United States Technology

W

WilmerHale

UNHCR Leads On Innovative Finance To Target Humanitarian Crises

Worldwide Finance

SR

McDermott Will & Schulte

Asset Impairment As A Capital Discipline Tool For CFOs And Accounting Leaders

United States Wealth Mgt

R

Riveron

Take Two: FINRA Revisits Proposal To Align Rule 2210 With The SEC Marketing Rule

United States Finance

D

Dechert

From Data Centers To Offices, Commercial Real Estate Momentum Picks Up

United States Real Estate

GP

Goodwin Procter LLP

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Project Finance/PPP & PFI

Interconnection Deposit Financing: A Novel Approach

Topping the early to-do list for developers of renewable energy projects is snagging a spot in the interconnection queue.

United States Finance

FL

Foley & Lardner

Sustainable Energy & Infrastructure Client Feature — January 2026

This month we're pleased to feature our client, Wilmington Trust, N.A. A leader in institutional client services and wealth management, Wilmington Trust is a subsidiary of M&T Bank that offers corporate trust, custody...

United States Wealth Mgt

M

Mintz

The New AIEN Long-Term LNG SPA

The Association of International Energy Negotiators published its model form LNG sale and purchase agreement in October, its first edition of a long-form LNG SPA...

United States Energy

B

Bracewell

The Evolution Of Whistleblower Lawsuits In PPP Loan Fraud

United States Criminal

MS

Miller Shah

Making Projects Bankable: Legal Due Diligence And MIGA Coverage In Practice

United States Finance

HH

Hughes Hubbard & Reed LLP

DOJ Intensifies Enforcement Against Foreign-Affiliated Companies Over PPP Loan Certifications

United States Finance

BT

Barnes & Thornburg LLP

$50 Billion Rural Hospital Fund: Applications Begin In September

United States Finance

JW

Jones Walker

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

United States Finance

ML

Milbank LLP

SNDA Agreements In Data Centre Finance: A Hybrid Approach

United States Finance

TL

Torys LLP

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Latest Videos

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Banking Litigation Podcast EP58: Monthly Update – January/February 2026

KL

Herbert Smith Freehills Kramer LLP

Implications Of The CFPB's Proposed Rule Under The Equal Credit Opportunity Act (Podcast)

MB

Mayer Brown

Navigating Compliance Challenges: SEC Exams, Enforcement, Marketing Rule, And AI Trends (Video)

LS

Lowenstein Sandler

The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

Upcoming Events

The Regulatory Curve: Developments Involving Commodity Pool Operators And Advisors

United States Finance

MB

Mayer Brown

Gary Kalbaugh Speaks At Malta Stock Exchange’s 2026 Governance, Risk, Compliance & ESG Conference

United States Finance

CG

Cahill Gordon & Reindel LLP

The Defined Outcome Series

United States Finance

MB

Mayer Brown

The Future Of Banking — An In-Person Financial Services Summit

United States Finance

AP

Arnold & Porter

Data Center Financings: Structures, Diligence And Trends

United States Finance

HK

Holland & Knight

Basics Of The Bank Secrecy Act And Anti-Money Laundering Regulatory Framework

United States Finance

HK

Holland & Knight

IAA’s 2026 Investment Adviser Compliance Conference

United States Finance

W

WilmerHale

Capital Markets Know-How Series - CRD VI: New Rules for M&A Transactions and Restructurings in the Banking Sector in Germany

United States Finance

MB

Mayer Brown

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