Mondaq USA: Finance and Banking > Capital Adequacy/BASEL
Orrick
On August 6, the EBA published feedback following a review of the use, usefulness and implementation of its single rulebook Q&A.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") requested comment on a proposal to establish capital requirements for certain supervised insurance companies.
DLA Piper
This regular publication from DLA Piper focuses on helping banking and financial services clients navigate the ever-changing federal regulatory landscape
Cadwalader, Wickersham & Taft LLP
Federal Reserve Board ("FRB") Vice Chair for Supervision Randal K. Quarles proposed modifying the FRB's large stress testing regime in response to industry feedback.
Shearman & Sterling LLP
The Securities and Exchange Commission (SEC) continues to take steps toward implementation of its security-based swap (SBS) dealer registration framework. A particular area of concern for market participants has been
Cleary Gottlieb Steen & Hamilton LLP
On August 20, 2019, two of the agencies responsible for implementing the Volcker Rule finalized amendments to the Rule that narrow and simplify the proprietary trading prohibition
Cadwalader, Wickersham & Taft LLP
The SEC final rule to establish security-based swap capital, margin and segregation requirements was published in the Federal Register.
Cleary Gottlieb Steen & Hamilton LLP
On June 21, 2019, the SEC adopted final rules that set forth: (1) capital and margin requirements for security‑based swap dealers and major SBS participants for which there is not a Prudential Regulator; ...
WilmerHale
On June 21, 2019, the SEC adopted a package of rules and rule amendments that set forth the capital, margin and segregation requirements for security-based swap dealers and major security-based swap participants.
Arnold & Porter
This article describes current trends and developments during 2018 in the sovereign bond financing market.
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, Federal Reserve System and FDIC adopted amendments designed to simplify certain aspects of the capital rule for a banking organization.
Orrick
On June 27, the European Commission published a report (COM(2019) 292 final) on the group supervision and capital management provisions under the Solvency II Directive (2009/138/EC).
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") approved the capital plans for all 18 of the largest U.S. banking firms under its yearly Comprehensive Capital Analysis and Review
Cadwalader, Wickersham & Taft LLP
The Basel Committee (the "Committee") agreed to advance several ongoing policy and supervisory initiatives concerning, among other things
Cadwalader, Wickersham & Taft LLP
On 7 June 2019, Regulation (EU) 2019/876 ("CRR II")[1] was published in the Official Journal of the EU.
Cadwalader, Wickersham & Taft LLP
ISDA, SIFMA, the Global Financial Markets Association and SIFMA AMG (collectively, the "associations") urged U.S. regulators to provide guidance on implementing Basel Committee on Banking Supervision
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges related to reporting, recordkeeping and supervisory failures on inaccurate net capital and customer reserve calculations.
Orrick
On May 7, the Basel Committee on Banking Supervision (BCBS) published its sixteenth progress report on BCBS members' implementation of Basel III. The report can be found here.
Cadwalader, Wickersham & Taft LLP
The SEC proposed amendments and interpretive guidance to rules governing security-based swap activity in a cross-border context.
Cadwalader, Wickersham & Taft LLP
The Congressional Research Service ("CRS") reviewed recent proposals by the Federal Reserve Board ("FRB")
Most Popular Recent Articles
DLA Piper
This regular publication from DLA Piper focuses on helping banking and financial services clients navigate the ever-changing federal regulatory landscape
Cleary Gottlieb Steen & Hamilton LLP
On June 21, 2019, the SEC adopted final rules that set forth: (1) capital and margin requirements for security‑based swap dealers and major SBS participants for which there is not a Prudential Regulator; ...
Cleary Gottlieb Steen & Hamilton LLP
On August 20, 2019, two of the agencies responsible for implementing the Volcker Rule finalized amendments to the Rule that narrow and simplify the proprietary trading prohibition
Cadwalader, Wickersham & Taft LLP
Federal Reserve Board ("FRB") Vice Chair for Supervision Randal K. Quarles proposed modifying the FRB's large stress testing regime in response to industry feedback.
Shearman & Sterling LLP
The Securities and Exchange Commission (SEC) continues to take steps toward implementation of its security-based swap (SBS) dealer registration framework. A particular area of concern for market participants has been
Cadwalader, Wickersham & Taft LLP
The SEC final rule to establish security-based swap capital, margin and segregation requirements was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") requested comment on a proposal to establish capital requirements for certain supervised insurance companies.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
The SEC's recent actions suggest that the SEC is attempting to avoid that result.
Orrick
On August 6, the EBA published feedback following a review of the use, usefulness and implementation of its single rulebook Q&A.
Arnold & Porter
This article describes current trends and developments during 2018 in the sovereign bond financing market.
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