Mondaq USA: Criminal Law
Shearman & Sterling LLP
Thus far in 2018, the DOJ and SEC resolved nine corporate enforcement actions:
Jeffer Mangels Butler & Mitchell LLP
Any hobbyist will tell you that a proper guide is a must to mastering a craft.
Morrison & Foerster LLP
The answers to these questions and more are here in our June 2018 Top Ten list.
Cadwalader, Wickersham & Taft LLP
The settlement resolves actions brought by the SEC and the DOJ.
Cadwalader, Wickersham & Taft LLP
The DOJ and SEC charged a credit ratings analyst with insider trading for allegedly tipping two of his friends about material nonpublic information.
Amircani Law LLC
When it comes to traumatic and anxiety-provoking life events, few things top the list higher than getting arrested in Atlanta for "allegedly" committing a crime.
Proskauer Rose LLP
The Second Circuit confirmed this week that a "meaningfully close personal relationship" is not required for insider-trading liability where a tipper discloses inside information as a gift with the intent to benefit the tippee.
Fenwick & West LLP
The U.S. Court of Appeals for the Fourth Circuit has found that allegations that fraudsters used the personal information of data breach victims are sufficient to establish ...
Cadwalader, Wickersham & Taft LLP
The SEC Office of Investor Education and Advocacy ("OIEA") outlined the ways in which victims of federal securities law violations may recover money.
Jones Day
On June 12, New York's highest court ruled in a 4-1 decision that Martin Act claims are subject to a three-year statute of limitations, rejecting the New York Attorney General's argument for a six-year limit, and overruling two lower courts' decisions.
Jones Day
In Crystallex International Corp. v. Petróleos de Venezuela, S.A., 879 F.3d 79 (3d Cir. 2018), a divided U.S. Court of Appeals for the Third Circuit ...
Jones Day
On June 12, New York's highest court ruled in a 4-1 decision that Martin Act claims are subject to a three-year statute of limitations, rejecting the New York Attorney General's argument for a six-year limit ...
Cadwalader, Wickersham & Taft LLP
Congressmen Steve Pearce (R-NM) and Blaine Luetkemar (R-MO) introduced legislation that would increase longstanding reporting thresholds for financial institutions subject to the Bank Secrecy Act...
Proskauer Rose LLP
On June 4, we posted a summary of SEC Enforcement Co-Director Steven Peikin observations during his recent keynote address at the New York City Bar Association's 7th Annual White Collar Crime Institute
Ropes & Gray LLP
As global regulations proliferate and become more complex, so too do the challenges of maintaining a high-performing global ethics & compliance program.
Cadwalader, Wickersham & Taft LLP
On June 11, 2018, the U.S. District Court for the Southern District of New York ("S.D.N.Y.") denied a Motion to Dismiss securities fraud claims ...
McDermott Will & Emery
On April 2, 2018, the magistrate judge for the US District Court for the Southern District of Indiana issued an order refusing qui tam relators' request to conduct discovery ...
Cadwalader, Wickersham & Taft LLP
The U.S. Treasury Department Financial Crimes Enforcement Network ("FinCEN") issued an advisory describing how corrupt foreign "politically exposed persons" ("PEPs") access the U.S. financial system.
Foley & Lardner
Given the great success for Spearphising criminals it is unlikely to they will ever leave this space!
Akin Gump Strauss Hauer & Feld LLP
On June 28, 2018, the Securities and Exchange Commission (SEC) proposed amendments to its whistleblower award process for the first time since the program was announced in 2010.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Shearman & Sterling LLP
On March 20, 2018, the Wolfsberg Group published a set of Frequently Asked Questions on financial crime country risk.
Pryor Cashman LLP
Following her September 2017 appearance on CNBC's "Nightly Business Report," Partner Dyan Finguerra-DuCharme returned to the program for a segment exploring ways to identify and avoid scams involving intellectual property.
Foley Hoag LLP
Earlier this year, the Department of Justice, Civil Division, issued two policy memos that will directly affect its civil enforcement priorities, particularly with regard to healthcare and life sciences companies.
Holland & Knight
While financial recoveries under the federal False Claims Act (FCA) continued at a fast pace last year, the U.S. Department of Justice (DOJ) started 2018 ...
Stites & Harbison PLLC
Today, there are more programs than ever at the federal, state and local levels to ensure the participation of small businesses in contracting opportunities.
Jones Day
The Situation: In what may indicate a sea change in terms of who the Department of Justice ("DOJ") is willing to pursue in False Claims Act cases, a private equity firm has been named as a co-defendant in a False Claims Act complaint, along with one of its portfolio companies.
McDermott Will & Emery
On March 13, 2018, the United States District Court for the Eastern District of Oklahoma dismissed U.S. ex rel. Montalvo v. Native American Servs. Corp.
Proskauer Rose LLP
Beyond learning about specific legislative and litigation efforts, one thing was clear from the event last week.
Schnader Harrison Segal & Lewis LLP
Last November, Deputy Attorney General Rod Rosenstein announced a new enforcement policy. Under the new policy, businesses subject to the FCPA may avoid criminal liability by self-reporting wrongdoing, ...
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