Mondaq USA: Finance and Banking > Financial Services
Cahill Gordon & Reindel LLP
How Banks and Regulators are Already Re-shaping GDPR Requirements – Seven Lessons for You.
Jones Day
It also demonstrates how difficult it can be for applicants to comply with New York's strict requirements.
Day Pitney LLP
On April 17, the IRS issued proposed regulations that provide new guidance for investors seeking to invest in qualified opportunity funds (each, a QOF), a new investment program designed to incentivize long-term investment ...
Cadwalader, Wickersham & Taft LLP
The U.S. Senate, by a 52-44 party-line vote, confirmed Mark Calabria as Director of the Federal Housing Finance Agency ("FHFA"). Mr. Calabria will succeed FHFA Acting Director Joseph Otting.
Cadwalader, Wickersham & Taft LLP
FINRA issued a notice providing members with guidance on customer communications with respect to departing registered representatives.
Cadwalader, Wickersham & Taft LLP
The CFTC staff granted Brexit-related no-action relief intended to preserve the status quo following Brexit.
Cadwalader, Wickersham & Taft LLP
The SEC Division of Investment Management granted no-action relief, allowing certain Puerto Rico retirement plans to participate in "bank-maintained" collective trust funds without requiring the trust to register...
Cadwalader, Wickersham & Taft LLP
Late last week, a bipartisan team of lawmakers reintroduced the Strengthening the Tenth Amendment Through Entrusting States Act (the "STATES Act") in the Senate and House of Representatives.
On March 20, the European Money Markets Institute (EMMI), the administrator of the euro overnight index average (EONIA) ...
On March 21, the Financial Conduct Authority (FCA) published a speech given by Nausicaa Delfas, FCA Executive Director of International, on Brexit.
Ropes & Gray LLP
Mindful of the growing reliance by financial institutions on technology service providers, the FDIC issued a Financial Institution Letter this week identifying gaps, particularly involving business continuity...
When gazing into a solar pipeline, it's easy to lose oneself.
Cadwalader, Wickersham & Taft LLP
The FDIC proposal to amend Part 330 ("Deposit Insurance Coverage") was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
The Investment Company Institute ("ICI") expressed opposition to New York State bills that would reduce the rebate of stock transfer sales tax from 100 percent to 60 percent.
Cadwalader, Wickersham & Taft LLP
FINRA issued a notice informing member firms that the fee rate for certain securities transactions on exchanges and in the OTC markets will increase from $13 to $20.70 per million dollars in transactions.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board, the Office of the Comptroller of the Currency ("OCC"), the FDIC and the National Credit Union Administration updated its FAQ on the new credit losses accounting standard.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") approved changes to its Payment System Risk Policy relating to intraday credit that is available to U.S. branches and the agencies of foreign banking organizations ("FBOs").
Cadwalader, Wickersham & Taft LLP
CFTC Chair J. Christopher Giancarlo identified elements of successful regulatory and supervisory cooperation between the United States and Europe:
Cadwalader, Wickersham & Taft LLP
The Investor Protection, Entrepreneurship, and Capital Markets subcommittee of the HFSC held a hearing to consider six legislative proposals intended to "hold public company executives accountable to both investors...
Mayer Brown
Section 956 of the US Internal Revenue Code ("Section 956") has historically loomed large in the context of finance transactions because it limited the ability of US borrowers to use overseas assets
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Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code ง199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Stroock & Stroock & Lavan LLP
On March 20, 2019, the Supreme Court issued its much-anticipated decision in Obduskey v. McCarthy & Holthus LLP,
Holland & Knight
New legislation has been proposed in Pennsylvania imposing specific restrictions and parameters on interest rate swaps entered into by certain cities, counties and municipal authorities in the Commonwealth.
Mayer Brown
This article summarizes some of the key trends to watch in 2019 in the consumer asset-backed securities (non-mortgage) space ...
Hogan Lovells
The FSB's Official Sector Steering Group has welcomed this outcome.
Mayer Brown
RegTech may be particularly helpful as FINRA members begin to engage in electronic structured products trading platforms.
In this short piece, Todd Schneider, partner at debt arranging firm Spinta Capital, and Dolph Hellman, partner at law firm Orrick, Herrington & Sutcliffe LLP,
If you're a fund manager of a partnership investing in the United States, you need to prepare for new audit rules enacted by the IRS.
Ruchelman PLLC
April 15 is almost here, and while most people know this date as the filing deadline for individual tax returns, it also important to another filing requirement:
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