Mondaq USA: Finance and Banking > Financial Services
GuernseyFinance
He was one of five Guernsey Corporate Partners from Carey Olsen to be recognised as experts in the 2019 guide.
GuernseyFinance
The island's regulator confirmed that the net asset value of private equity funds in the island passed £120 billion for the first time in Q3 2018.
GuernseyFinance
Andy Sloan, Guernsey Finance Deputy Chief Executive, Strategy, reflects on recent significant developments for Guernsey Finance's green ambitions and what can be done locally.
Duane Morris LLP
Arfat Selvam, Managing Partner in the Duane Morris & Selvam, LLP Singapore office was recently profiled by the Law Gazette of the Law Society of Singapore.
Cooley LLP
The FTC has also updated the filing fee tiers and certain exemption thresholds.
Milbank, Tweed, Hadley & McCloy LLP
Milbank, Tweed, Hadley & McCloy LLP advised PT Lestari Banten Energi, a project company of Genting Berhad and SDIC Power, in connection with the project bond issuance of US$775 million ...
BakerHostetler
Earlier this week, the U.S. Commodity Futures Trading Commission (CFTC) published its examination priorities for 2019 which include notable references to cryptocurrency market and trading surveillance
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, the Federal Reserve Board and the FDIC adopted a rule to provide banking organizations with the option to "phase in over a three-year period the day-one" regulatory capital...
Cadwalader, Wickersham & Taft LLP
The CFPB proposal to rescind the mandatory underwriting provisions of a final rule governing "Payday, Vehicle Title and Certain High-Cost Installment Loans" was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") rule proposal to amend the FRB's company-run stress test and supervisory stress test rules was published in the Federal Register (see here for previous coverage).
Cadwalader, Wickersham & Taft LLP
A broker-dealer agreed to settle FINRA charges for failing to identify and apply available sales charge waivers on sales of variable annuities to eligible retirement accounts and charitable organizations.
Cadwalader, Wickersham & Taft LLP
The CFTC requested public comment on an exchange rule proposal by ICE Futures U.S., Inc. ("IFUS"), a designated contract market ("DCM").
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") identified an error in the historical dataset utilized in its 2019 stress tests.
Cadwalader, Wickersham & Taft LLP
The House Financial Services Subcommittee on Consumer Protection and Financial Institutions (the "Committee") held a hearing on access to banking services for cannabis-related businesses.
Duff and Phelps
The Duff & Phelps Cost of Capital Navigator is an online application that guides the analyst through the process of estimating cost of capital, a key component of any valuation analysis.
Fenwick & West LLP
Fenwick securities enforcement co-chair Susan Muck talked about the latest in securities class action and derivative litigation at the 2019 PLUS D&O Symposium in New York.
Cadwalader, Wickersham & Taft LLP
FINRA warned member firms of a phishing email from a purported anti-money laundering compliance officer working at an Indiana-based credit union.
Cadwalader, Wickersham & Taft LLP
The U.S. Treasury Department Office of Financial Research adopted final rules establishing a data collection requiring the reporting of certain information about centrally cleared transactions in the U.S. repurchase agreement market to the OFR
Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB") provided its semi-annual report to Congress.
Mayer Brown
Add the New York Department of Financial Services (the "DFS" or "Department") to the veritable orchestra of governmental entities and regulatory authorities that have issued requirements
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
BakerHostetler
In news that no Blockchain Monitor reader wants to hear, technical analysts are sounding the alarm bell on bitcoin
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Mayer Brown
RegTech may be particularly helpful as FINRA members begin to engage in electronic structured products trading platforms.
Fenwick & West LLP
Released on November 30, 2018, the foreign tax credit proposed regulations provide a comprehensive new framework for calculating the foreign tax credit in light of several changes made by the Tax Cuts
Troutman Sanders LLP
The implementation period for changes in lease accounting standards under United States generally accepted accounting principles ("GAAP") ...
WilmerHale
This piece from Medium highlights these concerns and suggests the better amount to raise in a seed stage financing.
Ropes & Gray LLP
On December 14, 2018, the SEC's Office of Compliance Inspections and Examinations ("OCIE") issued a Risk Alert to share its observations from a recent exam initiative.
Akin Gump Strauss Hauer & Feld LLP
On December 20, 2018, the staff of the Division of Investment Management (the "Staff") of the Securities and Exchange Commission (SEC) issued conditional no-action relief to Madison Capital Funding LLC ("Madison").
Morrison & Foerster LLP
The alert discusses the Proposed Policy's intention to fix several shortcomings of the 2016 Policy and encourage companies to test new financial products and services.
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