Mondaq USA: Finance and Banking > Financial Services
K&L Gates
This Toolkit summarizes several key aspects of MiFID II that may impact the trading activities and other operations of global investment managers with offices or clients in the EU.
Shearman & Sterling LLP
As the negotiations for Britain's departure from the EU begin, the spotlight is on future trade with the EU and globally.
Orrick
The European Union Bill, which will end the supremacy of EU law in the UK by repealing the European Communities Act 1972 and will prepare the UK's legislative framework after its withdrawal...
Orrick
On July 13, 2017, the European Commission published the interim report of its high-level expert group ("HLEG") on sustainable finance
Orrick
On July 7, 2017, the Futures Industry Association ("FIA") published a compliance brief on the impact of the revised European Markets in Financial Instruments Directive ("MiFID II") and "MiFIR" on U.S. "FCMs".
Dechert
You know, sometimes life's problems smack you against the side of the head like a 2×4, and sometimes it's just a multiplicity of middling offenses that become so annoying that you might just want to roll over and die.
K&L Gates
On March 29, 2017, the U.S. Supreme Court ruled that a New York statute restricting credit card surcharges regulated commercial speech.
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker provides a list of upcoming reporting deadlines, comment deadlines, effective dates and expiration dates.
Cadwalader, Wickersham & Taft LLP
BNP Paribas S.A. ("BNP") agreed to pay a $246 million fine to settle charges that it engaged in "unsafe and unsound practices in the foreign exchange" ("FX") markets.
K&L Gates
On May 4, the House Financial Services Committee ("HFSC") concluded its three-day markup of H.R.10, the Financial Choice Act ("FCA"), a bill to reform the Dodd-Frank Wall Street Reform...
K&L Gates
Leveraging big data and technology were identified as key factors to reducing costs and profitably serving LMI customers.
Duff and Phelps
Are you confident that your fixed assets are accurately represented in the year-end financial statements? Where do your property reported insurable values come from?
Orrick
On July 10, 2017, DBRS issued a report entitled Rating Canadian Split Share Companies and Trusts.
Duff and Phelps
In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA's latest news and publications issued in January 2017.
Proskauer Rose LLP
On July 10, 2017, the Consumer Financial Protection Bureau (CFPB) issued a new rule that would make it easier for consumers to bring class action lawsuits against financial institutions.
Arnold & Porter Kaye Scholer LLP
On July 21, 2017, the Office of the Comptroller of the Currency (OCC) released a consent order (Order) that serves as a cautionary tale for the banking industry.
Morrison & Foerster LLP
Ending months of speculation and insider reading of tea leaves, on July 10, 2017, the CFPB published a final rule regarding the use of arbitration agreements in specified consumer financial contracts.
Mayer Brown
The Consumer Financial Protection Bureau announced a final rule to clarify the TILA/RESPA Integrated Disclosure requirements.
Cadwalader, Wickersham & Taft LLP
IOSCO and the Committee on Payments and Market Infrastructures ("CPMI") published a fourth update to the Level 1 assessments of implementation monitoring of the "PFMI" (international standards for payment...
Cadwalader, Wickersham & Taft LLP
Federal Reserve Bank of New York ("NY Fed") Executive Vice President Simon Potter urged all foreign exchange market participants to adopt the FX Global Code (the "Code")...
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GuernseyFinance
Originally designed for use in the captive insurance sector, the protected cell company has established itself as a go-to-solution for a wide range of fund structuring in the 20 years since...
Wilson Elser Moskowitz Edelman & Dicker LLP
In the wake of the promulgation of new cybersecurity regulations by New York State's Department of Financial Services, Colorado has proposed cybersecurity regulations for broker-dealers, investment advisers and other fund managers in the ever-changing privacy landscape.
GuernseyFinance
The deal was finalised on 5 June and is subject to regulatory approvals, following which HFSG will be rebranded under the Estera name.
BakerHostetler
Repealing or substantially modifying the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) remains a top priority of Republican lawmakers.
Jones Day
Bank of the Ozarks garnered significant industry interest by merging its BHC into its bank on June 26, 2017.
Shearman & Sterling LLP
The revised EU Markets in Financial Instruments package—known as MiFID II—takes effect on January 3, 2018.
Shearman & Sterling LLP
On April 25, 2017, FINRA issued Regulatory Notice 17–18, Social Media and Digital Communications, addressing certain frequently asked questions regarding the use of social media...
Schnader Harrison Segal & Lewis LLP
The FDCPA prohibits a "debt collector" from using any "false, deceptive, or misleading representation or means in connection with the collection of any debt," as well as any ...
Vedder, Price P.C.
the London Interbank Offered Rate—is one of the most ubiquitous benchmarks for determining short-term interest rates in bank (and other) lending.
Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB") is seeking public comment on proposed changes to the "prepaid card accounts" rule ("prepaid rule") under Regulation E and Regulation Z.
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