Mondaq UK: Compliance
Reed Smith (Worldwide)
The Regulation must first be formally adopted by the Council, and signed by the Presidency of the Council and the President of the European Parliament, before becoming legally binding.
TMF Group
Why is compliance so challenging? How does a truly global compliance framework look like? What does the future hold for compliance professionals?
Withers LLP
The new "Unexplained Wealth Order" regime came into force on 31 January 2018, and on 1 February 2018, the government published Circular 003/2018 ...
Jordans, A Vistra Company
Business relationships with family members and known close associates of a PEP are also subject to greater scrutiny.
Rahman Ravelli Solicitors
Syedur Rahman and Nicola Sharp examine the merits of compliance committees and how improving your compliance measures can help you, even while you are under investigation, in global corruption cases.
Bircham Dyson Bell LLP
When faced with a crisis organisations will often reach for the apparent solution of an inquiry to look at the problem
Pinsent Masons LLP
The consultation closes on 21 September 2017, and the FCA expects to publish its new rules early next year.
Clyde & Co
The decade since the enactment of the Legal Services Act 2007 (the "LSA") has seen significant regulatory reform in the legal sector...
Companies operating share plans globally need to keep up to date with the tax and legal issues around the world, so that they can remain compliant.
On 7 September 2016, the Financial Conduct Authority and the Prudential Regulation Authority announced new whistleblowing rules for banks, building societies, credit unions and some investment and insurance firms, in response to public demand for greater banking accountability.
Clyde & Co
Following the enactment of the Policing and Crime Act 2017 (the Act) on 1 April 2017, the provisions of the Policing and Crime Bill reported in our previous article, OFSI: the new OFAC, have now entered into force.
Latham & Watkins
Following a two-year investigation, Tesco PLC has announced that its subsidiary Tesco Stores Limited had agreed in principle the terms of a Deferred Prosecution Agreement with the UK Serious Fraud Office.
Reed Smith (Worldwide)
Reed Smith will be hosting a breakfast seminar on the SMCR 28 March 2017.
Farrer & Co
British Cycling (BC) and Team Sky have sadly undergone a torrid ordeal in recent months...
Ropes & Gray LLP
Most companies will be publishing their first statements under the UK Modern Slavery Act towards the end of the first half of 2017.
TMF Group
Anteriormente, el cumplimiento era una función reservada de administración, recibiendo poca atención por parte de la Junta.
TMF Group
Our latest eBook What next for global compliance? looks at the importance of improving compliance performance, based on the many years of experience of TMF Group's world-class compliance professionals.
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