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By David Heffron, Elizabeth Budd, Ian Warner
Linda Woodall, Director of Life Insurance and Financial Advice, delivered a speech on the launch of the FCA's Ageing Population Occasional Paper [16.10.17]. She provided an overview of the Occasional Paper and the FCA's findings.
New asset management firms seeking entry to the market will be able to benefit from additional resources and assistance before, during and after the authorisation process, the FCA has announced.
By Elizabeth Budd
The European Banking Authority (EBA) has called for consistency in European financial regulation to support UK-based financial services firms that want to retain access to the single market...
By Alexis Roberts, Colin Read, Nicholas Bradley
Welcome to Insurance Briefing - a fortnightly round-up of insurance legal and business developments published on Out-Law - with analysis and commentary from the insurance team at Pinsent Masons.
By Yvonne Dunn
ANALYSIS: Banning initial coin offerings (ICOs) is not the way forward for regulators, despite the legal and regulatory risks that could arise if they are not subject to proportionate regulation.
By Martin Bishop, Claire Massie, John Maciver, Yvonne Dunn
In the first edition of our regular update for the banking industry we look at topics including ECB concerns around the use of the cloud by fintech institutions, cyber incident reporting and regulatory co-operation post-Brexit.
By Caroline Saunders
Individuals seeking to transfer their pension savings out of a defined benefit (DB) pension scheme are receiving suitable advice in fewer than half of cases, the Financial Conduct Authority (FCA) has found.
By David Heffron, Elizabeth Budd, Ian Warner
FCA Indicates That It Will Act Proportionately In Taking Enforcement Action Against Firms Not Fully MiFID II Compliant by 3 January 2018
By Nicholas Bradley, Alexis Roberts, Colin Read
Advisers recommending insurance-based investment products (IBIPs) must make sure that any inducements will not have a "detrimental impact" on the quality of the relevant service from next year, the FCA has said.
By David Heffron
The chief executive of the UK's Financial Conduct Authority (FCA), Andrew Bailey, has called for close cooperation between regulatory bodies to ensure continuity of service for financial institutions...
By Luke Scanlon
The European Central Bank (ECB) imposed new individualised cyber incident reporting requirements on 121 banks earlier this summer, can reveal.
By David Heffron
Small, specialist research firms are concerned that new market rules will see larger providers driving down prices, the Financial Times has reported.
By Bryan Tan
Several Singapore cryptocurrency companies have had their bank accounts closed, the Business Times has reported.
By Guy Lougher
A House of Lords committee is to examine the legal basis for, and potential costs to the UK of, a time-limited Brexit transitional period.
By Tom Barton
Fund managers will be required to respond to requests for transaction costs from pension schemes from next year, the Financial Conduct Authority (FCA) has announced.
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