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By Katrina Baker
While some of the FAQs put employers' minds at ease, others demonstrate that the Commission views the law as far-reaching.
By George Silfen, Ronald Feiman
Chairman Chris Giancarlo told the House Agriculture Committee that the CFTC will maintain the $8-billion swap dealer de minimis threshold at least through the end of 2019.
By George Silfen, Ronald Feiman
CFTC chairman J. Christopher Giancarlo named Brian A. Bussey as the director of the Division of Division of Clearing and Risk (DCR), effective Oct. 16. Bussey is currently associate director...
By George Silfen, Ronald Feiman
Birch Century International launched the Long/Short Global Equity Fund, which aims to provide retail investors and institutional clients with an alternative exposure to global equity markets.
By George Silfen, Ronald Feiman
Goldman Sachs, Pimco, OppenheimerFunds and Nuveen Fund Advisors are pushing for equal rights when it comes to running index funds tied to the global bond market.
By George Silfen, Ronald Feiman
Federal Reserve Governor Jerome Powell and CFTC Chairman Christopher Giancarlo both cited cybersecurity as a fundamental risk point for the financial sector during a discussion at George Washington University Law School.
By George Silfen, Ronald Feiman
Andrew M. Calamari, director of the SEC's New York Regional Office, will leave the agency this month after 17 years of service.
By Daniel Rabinowitz
Corporate partner Daniel A. Rabinowitz's article "Capital Requirements for Insurance Businesses: What They Are, Why They Matter," appeared in the New York Law Journal on Oct. 16, 2017.
By Kramer Levin's Business Immigration Group
Furthermore, foreign nationals with valid advance parole documents may continue to travel using these documents.
By George Silfen, Ronald Feiman
New Public Alternative Funds.
By Fabien Carruzzo, Gilles Saint-Marc, Robin Wilcox, Samantha Ettari, Kevin Scanlan, Caroline Levin, Daniel King, Niya Tang
SEC Issues Risk Alert Regarding Advertising Rule Compliance Based on Recent OCIE Examinations
By George Silfen, Ronald Feiman
The Hedge Fund Standards Board (HFSB), the global standard-setting body for the alternative investment industry
By George Silfen, Ronald Feiman
Data collection, storage, analysis, availability and protection (including security, validation and recovery) have become fundamental to the function and performance of our capital markets...
By George Silfen, Ronald Feiman
The SEC announced the creation of a Cyber Unit and the establishment of a retail strategy task force, the latest initiatives in the Enforcement Division's efforts to address cyber-based threats and protect retail...
By George Silfen, Ronald Feiman
Ken C. Joseph, the SEC’s Head of Investment Adviser/Investment Company Examination Program in the New York Regional Office, is set to resign after 21 years of service.
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