Article 25 May 2017 CFTC Increases Anti-Retaliation Protections for Whistleblowers United States Finance
Article 26 Jan 2017 CFTC Proposes Greater Flexibility For Electronic Record-Keepers United States Finance
Article 18 Nov 2016 Update On NFA's Swap Dealer Examinations And Upcoming Priorities United States Commercial
Article 10 Oct 2016 Federal Reserve Board Seeks New Limits On Bank Activities In Physical Commodities United States Energy
Article 26 Sep 2016 Dodd-Frank Implementation Update: Key Differences Between The CFTC And SEC Final Business Conduct Standards And Related Cross-Border Requirements United States Commercial
Article 26 May 2016 Key Differences Between the CFTC and SEC Final Business Conduct Standards and Related Cross-Border Requirements United States Commercial
Article 25 Feb 2016 Swap Dealer Chief Compliance Officer Requirements – Recent Developments United States Commercial
Article 15 Feb 2016 SEC Adopts Rules On Non-US Firms That "Arrange, Negotiate, Or Execute" Security-Based Swaps In The US United States Finance
Article 02 Nov 2015 Status Of NFA's Section 4s Reviews And Swap Dealer Examinations United States Finance
Article 01 May 2015 SEC Proposes Rules To Oversee Non-US Firms’ Swap Activity In The United States United States Commercial
Article 18 Sep 2014 Swap Dealer Chief Compliance Officer Requirements – First Year In Review United States Finance
Article 15 Jul 2014 Navigating The CFTC's Cross-Border Guidance – A Primer For Market Participants United States Finance
Article 01 May 2014 CFTC Issues Oral Recordkeeping No-Action Relief To Asset Managers United States Finance