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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

The False Claims Act In 2025: A Government Enforcement Update

This past year, the False Claims Act (FCA) continued to be a key tool for the Justice Department and whistleblowers to bring suits against companies, including those in the financial services sector.

United States Finance

BA

Bradley Arant Boult Cummings LLP

CFTC Files Amicus Brief Urging Exclusive Federal Jurisdiction Of Event Contracts

On February 17, 2026, the Commodity Futures Trading Commission (CFTC) filed an amicus curiae brief in the Ninth Circuit supporting North American Derivatives Exchange, Inc., d/b/a Crypto.com Derivatives North America...

United States Finance

W

WilmerHale

Court Of Appeal Confirms Transferee Lender May Maintain Inherited SVR And Clarifies Limits Of CCA Unfair Relationship Remedies For Regulated Mortgages

The decision provides important appellate authority for lenders managing legacy or "back book" mortgage portfolios and gives welcome clarity on the boundaries of the court's remedial powers...

United States Finance

KL

Herbert Smith Freehills Kramer LLP

FINRA Meets the Marketing Rule—Mostly: Performance Projections and Targeted Returns Under Proposed Amendments to Rule 2210

For years, broker-dealers have operated under a regulatory regime that has sharply constrained their ability to discuss future performance.

United States Finance

KG

K&L Gates LLP

The Private Funds Briefing: Navigating Sustainability Side Letter Clauses: Spotlight On U.S. State Plans

United States Finance

PR

Proskauer Rose LLP

The Insider's Guide To Evergreen Funds

United States Finance

SR

McDermott Will & Schulte

Prediction Markets At A Crossroads: The Continued Jurisdictional Battle Over Event Contracts

United States Finance

HK

Holland & Knight

FinCEN Eases Beneficial Ownership Verification For Financial Institutions

United States Finance

AC

Ankura Consulting Group LLC

NCUA Proposes Licensing Framework For Credit Union Stablecoin Subsidiaries

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

FTC Revisiting Negative Option Rule And Withdrawing CARS And Non-Compete Rules

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

OCC Proposes Rule To Restructure Supervisory Appeals Process

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

FinCEN Issues Exceptive Relief Order On Beneficial Ownership Verification Requirements

United States Finance

GP

Goodwin Procter LLP

Trump Administration Says CFPB Has Cost Consumers Hundreds Of Billions Of Dollars

United States Finance

BS

Ballard Spahr LLP

Global Survey Of ESG Regulations For Asset Managers

United States Finance

KG

K&L Gates LLP

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Webinars

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Recorded on 20 Jan 2026 | 3:00 PM

2026 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CBA In-House Lawyers

TC

CBA In-House Lawyers

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Related Country Guides

Project Finance

Banking Regulation

Leasing

Subleasing Your Office Space? You May Have Triggered An Impairment Of Right-of-Use Assets

Adopting Accounting Standards Codification (ASC) 842, Leases, introduces new considerations for companies with leases. One such complex consideration is accounting for the potential impairment...

United States Accounting

ML

Marcum

Judge Albright Shifts Approach To Automaker Venue After Federal Circuit Reversal

Western District of Texas District Judge Alan D. Albright frequently found himself at odds with the Federal Circuit over his handling of transfer motions just a few years ago

United States Finance

RC

RPX Corporation

Aviation Finance Comparative Guide

Aviation Finance Comparative Guide for the jurisdiction of United States, check out our comparative guides section to compare across multiple countries

United States Transport

VP

Vedder, Price P.C.

Airline Lands A Significant Blow: Frontier And Carlyle Aviation Fight It Out In The Courts Over Breach Of Contract Claims

United States Transport

SG

Smith Gambrell & Russell

The FASB's Lease Accounting Rules Leave Restaurant Investors Searching For Deferred Rent

United States Accounting

AM

Alvarez & Marsal

Are Unmatured Lease Obligations Considered Noncontingent Debt For Purposes Of Calculating Eligibility To File A Subchapter v Bankruptcy?

United States Insolvency

TC

Thompson Coburn LLP

New Fed Policy On Extend And Hold Bank Loans For Retail Properties - Welcome Back To 2008

United States Finance

KR

Kane Russell Coleman Logan

State AGs And CFPB Stop Tempoe's Rhythm

United States Finance

KD

Kelley Drye & Warren LLP

Multistate And CFPB Enforcement Actions Against Lease Finance Company Tempoe

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Financial Services

Financial Services AI Risk Management Framework: Operationalizing The 230 Control Objectives Before The Market Wakes Up

At the end of 2025, we wrote that the defining question for 2026 would no longer be whether artificial intelligence (AI) is being used responsibly...

United States Technology

LS

Lowenstein Sandler

What The Latest CAMT Guidance Means For Your Partnership Reporting

Since the enactment of the Corporate Alternative Minimum Tax (CAMT), partnerships and their CAMT entity partners have struggled with implementing its rules under Section 56A. In response, the IRS released Notice 2025‑28...

United States Tax

MG

MGO CPA LLP

The False Claims Act In 2025: A Government Enforcement Update

This past year, the False Claims Act (FCA) continued to be a key tool for the Justice Department and whistleblowers to bring suits against companies, including those in the financial services sector.

United States Finance

BA

Bradley Arant Boult Cummings LLP

CFTC Files Amicus Brief Urging Exclusive Federal Jurisdiction Of Event Contracts

United States Finance

W

WilmerHale

Court Of Appeal Confirms Transferee Lender May Maintain Inherited SVR And Clarifies Limits Of CCA Unfair Relationship Remedies For Regulated Mortgages

United States Finance

KL

Herbert Smith Freehills Kramer LLP

FINRA Meets the Marketing Rule—Mostly: Performance Projections and Targeted Returns Under Proposed Amendments to Rule 2210

United States Finance

KG

K&L Gates LLP

Half-Truths: Fraud By Omission Under The Federal Securities Laws

United States Commercial

KM

Katten Muchin Rosenman LLP

Why New York City's Consumer Regulator Belongs On National Compliance Radar

United States Consumer

GA

Global Advertising Lawyers Alliance (GALA)

The Private Funds Briefing: Navigating Sustainability Side Letter Clauses: Spotlight On U.S. State Plans

United States Finance

PR

Proskauer Rose LLP

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Fund Management/ REITs

The Private Funds Briefing: Navigating Sustainability Side Letter Clauses: Spotlight On U.S. State Plans

As sustainability expectations continue to evolve across the global investor landscape, managers are facing increasing pressure to navigate...

United States Finance

PR

Proskauer Rose LLP

The Insider's Guide To Evergreen Funds

Lately, all eyes seem to be on evergreen funds. Among private credit funds, they have emerged as one of the hottest fund formats in recent years – but despite their growing popularity...

United States Finance

SR

McDermott Will & Schulte

Global Survey Of ESG Regulations For Asset Managers

Investment advisers offering funds in more than one country are accustomed to adapting to different regulatory requirements. However, the challenges presented by the global regulation of environmental, social...

United States Finance

KG

K&L Gates LLP

Alternative Data's Integration Into AI Fuels New Opportunities And Challenges

United States Finance

LS

Lowenstein Sandler

Managing Legal Risk In The Age Of Artificial Intelligence: What Key Stakeholders Need To Know Today

United States Technology

W

WilmerHale

UNHCR Leads On Innovative Finance To Target Humanitarian Crises

Worldwide Finance

SR

McDermott Will & Schulte

Asset Impairment As A Capital Discipline Tool For CFOs And Accounting Leaders

United States Wealth Mgt

R

Riveron

Take Two: FINRA Revisits Proposal To Align Rule 2210 With The SEC Marketing Rule

United States Finance

D

Dechert

From Data Centers To Offices, Commercial Real Estate Momentum Picks Up

United States Real Estate

GP

Goodwin Procter LLP

See more

Fund Finance

The Insider's Guide To Evergreen Funds

Lately, all eyes seem to be on evergreen funds. Among private credit funds, they have emerged as one of the hottest fund formats in recent years – but despite their growing popularity...

United States Finance

SR

McDermott Will & Schulte

Delaware Chancery Court Enforces Capital Calls Based On Subscription Documents And Contract Terms In A Partnership Agreement

In a recent post-trial memorandum opinion, the Delaware Court of Chancery ordered specific performance of capital calls issued under a fund's limited partnership agreement...

United States Finance

MB

Mayer Brown

Justice Department And State Of Texas Settle Allegations Against Colony Ridge

The Justice Department and State of Texas recently entered into a settlement agreement with Colony Ridge Development, LLC and related entities (Colony Ridge) to settle allegations that Colony Ridge...

United States Finance

BS

Ballard Spahr LLP

Considerations In Continuation Vehicle Transactions

United States Finance

MB

Mayer Brown

Market Analysis: 10 Trends Affecting Global Private Markets For 2026

Worldwide Commercial

SR

McDermott Will & Schulte

Avoiding Pitfalls As Litigation Finance Takes Off

United States Litigation

SR

McDermott Will & Schulte

Cadwalader Partners Contribute To Global Legal Insights – Fund Finance 2026

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Structuring Luxury Mixed-Use Hospitality Properties: Getting The Legal Architecture Right

United States Real Estate

MB

Mayer Brown

In A Retreat, CFPB Submits $145 Million Funding Request Following Court Order

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

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Latest Videos

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Banking Litigation Podcast EP58: Monthly Update – January/February 2026

KL

Herbert Smith Freehills Kramer LLP

Implications Of The CFPB's Proposed Rule Under The Equal Credit Opportunity Act (Podcast)

MB

Mayer Brown

Navigating Compliance Challenges: SEC Exams, Enforcement, Marketing Rule, And AI Trends (Video)

LS

Lowenstein Sandler

The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

Upcoming Events

Gary Kalbaugh Speaks At Malta Stock Exchange’s 2026 Governance, Risk, Compliance & ESG Conference

United States Finance

CG

Cahill Gordon & Reindel LLP

Basics Of The Bank Secrecy Act And Anti-Money Laundering Regulatory Framework

United States Finance

HK

Holland & Knight

The Regulatory Curve: Developments Involving Commodity Pool Operators And Advisors

United States Finance

MB

Mayer Brown

IIB’s 2026 Annual Washington Conference

United States Finance

W

WilmerHale

IAA’s 2026 Investment Adviser Compliance Conference

United States Finance

W

WilmerHale

The Defined Outcome Series

United States Finance

MB

Mayer Brown

Capital Markets Know-How Series - CRD VI: New Rules for M&A Transactions and Restructurings in the Banking Sector in Germany

United States Finance

MB

Mayer Brown

The Future Of Banking — An In-Person Financial Services Summit

United States Finance

AP

Arnold & Porter

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