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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

2024 CFTC Year In Review: An Overview Of A Transitional Year

Coming off a busy 2024, we expect that 2025 will be a landmark year for the Commodity Futures Trading Commission (CFTC or Commission). Rostin Behnam's resignation as Chairman on January 20 marked the end of the Biden administration's leadership.

United States Finance

W

WilmerHale

IRS Alleges Rhode Island Issuer's Bonds Are Taxable Hedge Bonds

Pursuant to the requirements of Securities and Exchange Commission Rule 15c2-12 (the Rule), the University of Rhode Island (the University), on behalf of itself and the Rhode Island Health and Educational Building Corporation (RIHEBC).

United States Finance

TS

Taft Stettinius & Hollister

Client Alert: CFTC Issues New Enforcement Advisory Aiming To Incentivize Self-Reporting And Cooperation

On February 25, 2025, the Division of Enforcement (the "Division") of the Commodity Futures Trading Commission (the "CFTC" or "Commission") issued an Enforcement Advisory which quantifies the monetary credit that entities can expect to receive for self-reporting and cooperation in connection with Division inquiries.

United States Finance

JB

Jenner & Block

CFTC Acting Chairman Pham Announces Effort To Quickly Resolve Recordkeeping And Reporting Investigations And Pledges Additional Guidance On Self-Reporting And Cooperation

During her keynote address at the Futures Industry Association's International Futures Industry Conference, BOCA50, CFTC Acting Chairman Caroline D. Pham announced a new effort...

United States Finance

KM

Katten Muchin Rosenman LLP

CSSF Introduces New System To Replace Current VISA Stamp Procedure

United States Finance

AO

A&O Shearman

Establishment Of The Strategic Bitcoin Reserve And United States Digital Asset Stockpile

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Maryland OFR Responds To Market Concerns Over Licensing Requirements For Mortgage And Installment Loan Assignees

United States Finance

SM

Sheppard Mullin Richter & Hampton

FDIC Withdraws Proposed Rule On Brokered Deposits

United States Finance

SM

Sheppard Mullin Richter & Hampton

New CFTC Cooperation, Self-Reporting, And Remediation Enforcement Advisory Introduces Major Changes

United States Finance

JD

Jones Day

Waivers Of Defenses In Personal Guarantees

United States Finance

AY

A.Y. Strauss

CFTC's Division Of Enforcement Issues New Advisory On Self-Reporting, Cooperation And Remediation

United States Finance

MB

Mayer Brown

SEC's Division Of Corporation Finance Clarifies Stance On Meme Coins

United States Finance

D

Dechert

The CFPB Is Dead, Long Live The CFPB

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

CFPB Drops Challenge That Lease-to-Own Agreements Be Regulated As "Credit"

United States Finance

KM

Katten Muchin Rosenman LLP

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Webinars

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Recorded on 21 Jan 2025 | 3:00 PM

2025 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CCCA | Mondaq

TC

The Canadian Corporate Counsel Association

Recorded on 3 Dec 2024 | 10:00 AM

CYPRUS: Unlocking Business Prospects

PL

Patrikios Legal

Recorded on 7 Nov 2024 | 1:00 PM

Setting your IP Strategy for 2025 - Strategic Patent and Tradesecret Development

KL

Keltie LLP

Recorded on 17 Oct 2024 | 2:00 PM

Artificial Intelligence Patenting in FinTech

VK

Volpe Koenig

Start a Guide

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Banking Regulation

Asset Finance

U.S. Tax Planning For Israeli Investment In U.S. Real Estate: A Tale Of Scylla And Charybdis

U.S. real estate remains a favored asset class for foreign investment by Israeli residents. With the Israeli shekel currently being relatively strong against the U.S. dollar, investments in the U.S.

United States Real Estate

RP

Ruchelman PLLC

Insights On The NAV Lending Market – Full Year 2023

In the middle of 2023, we conducted an informal, small-scale survey to gather insights from prominent non-bank lenders on their activity in the net asset value (NAV) lending market for the first half of 2023.

United States Finance

PR

Proskauer Rose LLP

Blockchain+ Bi-Weekly

The past two weeks were filled with legislative activity as members of Congress worked to get digital asset legislation through committees prior to Congress going on its August break.

United States Technology

PL

Polsinelli LLP

SEC Adopts Money Market Fund Reforms And Changes To Reporting Requirements For Large Liquidity Fund Advisers

United States Finance

RG

Ropes & Gray LLP

MassMutual Direct Private Investments And MassMutual Asset Finance To Transition To Barings

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mintz Venture Watch — Volume 2: A Report On Deal Trends From Q3 And Q4 2021

United States Commercial

M

Mintz

NBAA Article Assists Members With Tax Regulations On Meals And Entertainment

United States Transport

HK

Holland & Knight

Sale Or Assignment Of US Government Receivables – FACA Considerations

United States Finance

MB

Mayer Brown

Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct

United States Finance

RG

Ropes & Gray LLP

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Debt Capital Markets

Waivers Of Defenses In Personal Guarantees

Personal guarantees are written agreements under which a person or entity agrees to pay or be financially responsible for someone else's debt.

United States Finance

AY

A.Y. Strauss

SEC Announces Measures To Facilitate Capital Formation

Earlier this week, the U.S. Securities and Exchange Commission (SEC) announced that it is expanding the accommodations available for issuers that submit draft registration statements for nonpublic review.

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Lender Liability Management: DIP Financings And The Non-Ratable Roll-Up

This Alert is not another Serta gripe. Rather, this Alert is about the exception to the developing Serta credit agreement language that excludes debtor-in-possession financing as one type of senior financing that does not require an opportunity to participate pro rata.

United States Finance

GK

Goldberg Kohn Ltd.

ESMA's Consultation On Private Securitisation Disclosure: Simplified Template Makes Complicated Reading

Worldwide Finance

ML

Milbank LLP

What To Know About Debts Initiated By The DoD And Your Rights

United States Finance

TR

Tully Rinckey

2025 Perspectives In Private Equity: Private Equity Finance

United States Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

I Owe Taxes. Can I Obtain/Maintain A Security Clearance?

United States Tax

TR

Tully Rinckey

New York AG Reaches $1 Billion Settlement With 'Predatory' Lender

United States Finance

SM

Sheppard Mullin Richter & Hampton

Debt-Like Preferred Equity In Real Estate Financing

United States Real Estate

KM

Katten Muchin Rosenman LLP

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Commodities/Derivatives/Stock Exchanges

President Trump Restores Section 232 Tariffs

On February 10, 2025, President Trump signed proclamations to reinstate the full 25% tariff on steel imports and increase tariffs on aluminum imports to 25%.

United States International

BG

Braumiller Law Group, PLLC

2024 CFTC Year In Review: An Overview Of A Transitional Year

Coming off a busy 2024, we expect that 2025 will be a landmark year for the Commodity Futures Trading Commission (CFTC or Commission). Rostin Behnam's resignation as Chairman on January 20 marked the end of the Biden administration's leadership.

United States Finance

W

WilmerHale

New CFTC Cooperation, Self-Reporting, And Remediation Enforcement Advisory Introduces Major Changes

The Commodity Futures Trading Commission's ("CFTC") new enforcement advisory introduces several major changes in policy and a matrix helping those facing potential or actual CFTC...

United States Finance

JD

Jones Day

CFTC's Division Of Enforcement Issues New Advisory On Self-Reporting, Cooperation And Remediation

United States Finance

MB

Mayer Brown

CFTC Issues Enforcement Advisory Adopting New Approach For Consideration Of Self-Reporting, Cooperation, And Remediation

United States Finance

BB

Baker Botts LLP

Regulatory Monitoring Newsletter, February 2025

European Union Finance

AO

A&O Shearman

Implications Of The SEC's Stance That Meme Coins Are Not Securities

United States Commercial

AO

A&O Shearman

The CFTC's New Advisory On Self-Reporting, Cooperation And Remediation

United States Finance

B

Bracewell

Stablecoin Legislation: A Stroke Of GENIUS?

United States Finance

JD

Jones Day

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Leasing

Judge Albright Shifts Approach To Automaker Venue After Federal Circuit Reversal

Western District of Texas District Judge Alan D. Albright frequently found himself at odds with the Federal Circuit over his handling of transfer motions just a few years ago

United States Finance

RC

RPX Corporation

Aviation Finance Comparative Guide

Aviation Finance Comparative Guide for the jurisdiction of United States, check out our comparative guides section to compare across multiple countries

United States Transport

VP

Vedder, Price P.C.

Airline Lands A Significant Blow: Frontier And Carlyle Aviation Fight It Out In The Courts Over Breach Of Contract Claims

Frontier Airlines, Inc. ("Frontier"), AMCK Aviation Holdings Ireland Limited ("AMCK") and Carlyle Aviation Management Limited ("Carlyle")...

United States Transport

SG

Smith Gambrell & Russell

The FASB's Lease Accounting Rules Leave Restaurant Investors Searching For Deferred Rent

United States Accounting

AM

Alvarez & Marsal

Are Unmatured Lease Obligations Considered Noncontingent Debt For Purposes Of Calculating Eligibility To File A Subchapter v Bankruptcy?

United States Insolvency

TC

Thompson Coburn LLP

New Fed Policy On Extend And Hold Bank Loans For Retail Properties - Welcome Back To 2008

United States Finance

KR

Kane Russell Coleman Logan

State AGs And CFPB Stop Tempoe's Rhythm

United States Finance

KD

Kelley Drye & Warren LLP

Multistate And CFPB Enforcement Actions Against Lease Finance Company Tempoe

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Enforcement Alert From Hudson Cook; CFPB Permanently Bans Consumer Finance Company From Providing Consumer Leases And Orders Company To Pay $2 Million Penalty

United States Finance

HC

Hudson Cook

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Latest Videos

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6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

The Impact Of ISP98 On Standby Letters Of Credit And Global Finance (Video)

MS

Moses & Singer

End Of The Qui Tam? District Court Holds FCA's Qui Tam Device Unconstitutional

AP

Arnold & Porter

Client Conversations With Alison Fragale (Video)

KG

K&L Gates LLP

Featured Speaker: State Of The Real Estate Capital Markets, REIT, Private And IPO Market (Video)

GP

Goodwin Procter LLP

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United States Finance

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Katten Muchin Rosenman LLP

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Mintz

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United States Finance

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Foley Hoag LLP

Private Credit In The Loop

United States Finance

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Mayer Brown

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United States Finance

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Foley Hoag LLP

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United States Finance

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Mintz

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United States Finance

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Mayer Brown

ISDA Masterclass: Derivatives Documentation

United States Finance

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Kramer Levin Naftalis & Frankel LLP

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