Nicholas J. Losurdo

Popular Topics

Finance and Banking Technology Compliance Corporate/Commercial Law Strategy

DETAILS

United States

www.goodwinlaw.com

+1 617 5701000

AUTHORS CONTENT

SEC Outlook: Potential Updates Under Nominated Chairman Atkins

United States Compliance

FINRA Publishes 2025 Annual Regulatory Oversight Report

United States Technology

FINRA Publishes Metaverse Report And Requests Industry Comments

United States Finance

SEC EXAMS Division 2025 Priorities Signal Continued Scrutiny Of Broker-Dealers

United States Technology

SEC Rulemaking Returns After Quiet Stretch: Assessing The SEC "Reg. Flex" Agenda For BDs And Exchanges

United States Commercial

Paying For Buy-Side Investment Research: New Rules Ease The US-UK Divide

Worldwide Strategy

FINRA Proposes Extending The MQP CE Window

United States Finance

Paying For Buy-Side Investment Research: Will The FCA's Third Way Ease The US-UK Divide?

Worldwide Finance

FINRA Proposes To Add 'Knowledgeable Employees' To Category Of Persons Who May Receive Projections And Targeted Returns Under Rule 2210

United States Finance

SEC To Ban Exchange Volume-Based Pricing Tiers

United States Commercial

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