Article 27 Jan 2021 Reminder: Compliance Date For NFA's Swaps Proficiency Requirements Is January 31, 2021 United States Compliance
Article 07 Jul 2016 Late Fee For NFA Forms PQR And PR Filings Effective Starting September 30, 2016 United States Finance
Article 30 Dec 2015 NFA Amends Interpretive Notice Regarding NFA Compliance Rules 2-7 And 2-24 And Registration Rule 401 United States Finance
Article 28 Jul 2014 Cayman Islands Directors Registration And Licensing Law: CIMA Requires Registration Or Licensing Of Fund Directors By September 3 (Including Directors Employed By Fund’s Investment Manager) Cayman Islands Finance
Article 03 Mar 2014 SEC Issues Risk Alert On Investment Advisers’ Due Diligence Processes For Selecting Alternative Investments United States Commercial