Kyle P. Swan

SEC Adopts New Regulation NMS Rules On Tick Sizes, Access Fees, And Market Data

Potential Impact Of The SEC's Rulemaking Agenda On Crypto

FINRA's 2024 Annual Regulatory Oversight Report: What Broker-Dealers Need To Know

Broker-Dealers And Advisers Beware: The SEC's "PDA" Proposal Could Upend Firms' Interactions With Customers, Clients And Investors

SEC Holiday Reading List: Four Rule Proposals That Would Overhaul Market Structure And How Retail Orders Are Executed

SEC Proposes New Rules Defining "Dealer" Status: Proposal Seeks To Clarify When Unregistered Firms Engaged In Market-Making And Liquidity-Providing Activities May Need To Register As Dealers

Split SEC Settles Touting Charges With ICO "Listing" Website