Article 10 Mar 2022 SEC Proposes Monthly Short Sale Reporting And Aggregated Public Disclosure United States Commercial
Article 11 Feb 2022 SEC Proposes Significant New Regulatory Obligations For Communication Protocol Systems And Government Securities ATSs United States Commercial
Article 07 Feb 2022 SEC Proposes Significant Amendments To Form PF And One-Business-Day Reporting Requirements United States Finance
Article 03 Mar 2021 CFTC 2020 Enforcement And Regulatory Developments And A Look Forward United States Consumer
Article 03 Feb 2021 The SEC Issues Statement And Requests Comment Regarding The Custody Of Digital Asset Securities By Special Purpose Broker-Dealers United States Technology
Article 08 Sep 2020 Preparing For Security-based Swap Dealer Registration: Comparing SEC & CFTC Regulatory Requirements United States Finance
Article 02 Jun 2020 Navigating The "Good Faith Effort" Standard For Reg BI And Form CRS Implementation United States Commercial
Article 31 Mar 2020 Federal Reserve Announces Money Market Mutual Fund Liquidity Facility United States Commercial