Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.
Article
The Desk: June 2026 Edition
The CFTC's Division of Enforcement has issued a new advisory establishing a clearer path to declinations for companies that self-report violations, while Chairman Selig signals unprecedented coordination with the SEC, FINRA, and NFA. Meanwhile, the agency continues aggressive enforcement actions in prediction markets, including a preemption lawsuit against Minnesota's sweeping ban and insider trading charges against a Google employee.
United States Finance
MV
Moore & Van Allen
Article
A Lighter Supervisory Touch, But Not A Lower Bar: What The 2026 GSIB Regulatory Feedback May Signal For Resolution Planning
The Federal Reserve Board and FDIC's May 2026 feedback to the eight U.S. Global Systemically Important Banks signals a potential meaningful shift in resolution planning supervision, moving away from prescriptive benchmarking toward a more tailored, firm-specific approach. For the first time in recent cycles, the Agencies identified no new deficiencies or shortcomings, instead placing responsibility on GSIBs to critically examine their own capabilities and adapt them to changing market conditions. This devel
United States Finance
MV
Moore & Van Allen
Article
CFTC Division Of Enforcement Issues New Cooperation Policy
The Commodity Futures Trading Commission's Division of Enforcement has issued a new cooperation policy that fundamentally restructures how registrants can benefit from self-reporting misconduct. The 2026 framework introduces a formal declination pathway and makes victim restitution a prerequisite for cooperation credit, marking a significant departure from the previous tiered penalty discount system. How will these changes affect registrants' decisions to voluntarily disclose violations and cooperate with e
United States Finance
GT
Greenberg Traurig, LLP
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Banking Regulation
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Project Finance

Financial Services

Article
The Desk: June 2026 Edition
The CFTC's Division of Enforcement has issued a new advisory establishing a clearer path to declinations for companies that self-report violations, while Chairman Selig signals unprecedented coordination with the SEC, FINRA, and NFA. Meanwhile, the agency continues aggressive enforcement actions in prediction markets, including a preemption lawsuit against Minnesota's sweeping ban and insider trading charges against a Google employee.
United States Finance
MV
Moore & Van Allen
Article
A Lighter Supervisory Touch, But Not A Lower Bar: What The 2026 GSIB Regulatory Feedback May Signal For Resolution Planning
The Federal Reserve Board and FDIC's May 2026 feedback to the eight U.S. Global Systemically Important Banks signals a potential meaningful shift in resolution planning supervision, moving away from prescriptive benchmarking toward a more tailored, firm-specific approach. For the first time in recent cycles, the Agencies identified no new deficiencies or shortcomings, instead placing responsibility on GSIBs to critically examine their own capabilities and adapt them to changing market conditions. This devel
United States Finance
MV
Moore & Van Allen
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Commodities/Derivatives/Stock Exchanges

Article
The Desk: June 2026 Edition
The CFTC's Division of Enforcement has issued a new advisory establishing a clearer path to declinations for companies that self-report violations, while Chairman Selig signals unprecedented coordination with the SEC, FINRA, and NFA. Meanwhile, the agency continues aggressive enforcement actions in prediction markets, including a preemption lawsuit against Minnesota's sweeping ban and insider trading charges against a Google employee.
United States Finance
MV
Moore & Van Allen
Article
CFTC Division Of Enforcement Issues New Cooperation Policy
The Commodity Futures Trading Commission's Division of Enforcement has issued a new cooperation policy that fundamentally restructures how registrants can benefit from self-reporting misconduct. The 2026 framework introduces a formal declination pathway and makes victim restitution a prerequisite for cooperation credit, marking a significant departure from the previous tiered penalty discount system. How will these changes affect registrants' decisions to voluntarily disclose violations and cooperate with e
United States Finance
GT
Greenberg Traurig, LLP
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Fund Finance

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Charges, Mortgages, Indemnities

Article
Family Home Issues In Divorce: Insights From Anita M. Ventrelli And Michele M. Jochner
Two family law attorneys examine the intersection of emotional attachment and financial reality when dividing marital real estate, addressing common misconceptions about ownership versus liability and the critical role of timing in property rights. The article provides strategic guidance on navigating complex issues from mortgage obligations to state-specific legal frameworks that govern how homes are treated during divorce proceedings.
United States Family
SD
Schiller DuCanto & Fleck LLP
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