United States:
CFTC Issues 2019 Schedule Of Fees For Oversight Of SROs
19 September 2019
Cadwalader, Wickersham & Taft LLP
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The CFTC issued the 2019 fee schedule for overseeing
the rule enforcement programs of regulated exchanges and NFA.
The fee schedule, adjusted annually, is based on "direct
program costs, plus an overhead factor." The calculation of
the fee charged for 2019 is based on an average of the actual
program costs during fiscal years 2016, 2017 and 2018.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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