United States:
CFTC Publishes First Enforcement Manual
To print this article, all you need is to be registered or login on Mondaq.com.
On May 8, the Division of Enforcement
(DOE) of the Commodity Futures Trading
Commission (CFTC) published its first
Enforcement Manual. The Enforcement Manual establishes certain
general policies and procedures to guide the work of the DOE in
pursing violations of the Commodity Exchange Act
(CEA) and CFTC regulations, and will serve as a
general reference for DOE staff in the investigation and
prosecution of potential violations of the CEA and CFTC
regulations.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Finance and Banking from United States
Secured Creditor Chapter 11 Considerations
Trenam Law
Lenders are naturally in a reactionary position when their borrowers file for Chapter 11. Following these tips will help position them for the best possible outcome.
Dos And Don'ts Of Interacting With Bank Regulators
Goodwin Procter LLP
Supervision is a daily fact of life for bank boards and management. Below, we offer strategies for how both board members and members of management can ensure that the supervisory process goes as smoothly as possible.