United States:
Federal Register: CFTC Amends SRO Financial Surveillance Programs For FCMs
17 April 2019
Cadwalader, Wickersham & Taft LLP
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The CFTC rule change regarding the standards for an SRO's
financial surveillance examination program for futures commission
merchants ("FCMs") was published in the Federal Register. The
amendments, previously covered
here, will go into effect on May 3, 2019.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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