United States:
FINRA Revises Sanctions Guidelines To Account For Inflation
12 March 2019
Cadwalader, Wickersham & Taft LLP
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FINRA revised the amounts for monetary sanctions in
the Sanction Guidelines in order to reflect the effects of
inflation. The revised Sanction Guidelines are immediately
effective (see here).
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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