United States:
Federal Register: SEC Adopts Rules To Encourage Publication Of Research On Investment Companies
07 January 2019
Cadwalader, Wickersham & Taft LLP
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The SEC final rules and a technical amendment intended to
encourage broker-dealers to publish research reports on
SEC-registered investment companies and business development
companies were published in the Federal Register (see previous coverage). The rules will become
effective on January 14, 2019.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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