United States:
SEC Approves Amendments To FINRA Arbitrator Honoraria
14 December 2018
Cadwalader, Wickersham & Taft LLP
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The SEC approved amendments to FINRA's customer
and industry arbitration rules concerning arbitration honorariums.
The amendments will result in each arbitrator being compensated
with a $200 honorarium to decide (without a hearing) subpoena
requests or orders for production or appearance that are
contested.
The amendments are effective for cases filed on or after January
7, 2019.
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