Click here to read the article titles listed below in full (see Page 3 for index)

  • Delicate FINRA Balancing Act: To Self-Report or Not?
  • COI Litigation Review – Early Dismissals Remain Elusive in Rate Increase Actions
  • Third Time Is the Charm: Class Certified in DMF-Related Shareholder Suit
  • The Continuing Representation Doctrine Does Not Apply to Fraud Allegations
  • Based on Principles of Fairness, Court Dismisses Putative Class Action RICO Claims Asserted Years After Initiation of Suit
  • Denial of Reinstatement of Lapsed Life Insurance Policy Affirmed Due to Failure to Satisfy Required Underwriting Standard
  • The NAIC Says Aloha
  • The Impact of the EU Requirement to 'Unbundle' Research Costs
  • Regulators Continue to Scrutinize Initial Coin Offerings
  • The DOL Fiduciary Rule: Charting a Course, Avoiding Collisions and Potential Litigation
  • The Ghosts of Christmas Past, Present, and Future Haunt Insurers' Use of Big Data and Algorithmic Tools
  • Did Santa Give the Insurance Industry a Lump of Coal or a Diamond in the Rough?
  • Preparing for New York Regulation 210's Effective Date
  • When Innovation Meets Regulation
  • SEC Exam Staff: "Surprise, We're Back"
  • SEC Committee Advocates for Summary Mutual Fund Shareholder Reports
  • Treasury Department Urges SEC to Act on Life Company Products
  • SEC Whistleblower Awards to Insurance Department Employees?
  • Major Disruption in the Use of Technology and Trademarks in the Insurance Industry

EXECUTIVE EDITOR - Josephine Cicchetti
EDITOR - Christina Calhoun
PRODUCTION EDITOR - Lauryn Craparo
COPY EDITOR - Adriana Gardella
LAYOUT - Frances Liebold

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.