United States:
Retail Investors, Cybersecurity On The Agenda For SEC Investor Advisory Committee Meeting On Dec. 7
05 December 2017
Kramer Levin Naftalis & Frankel LLP
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Cybersecurity and various issues related to retail investors
will be discussed at the Dec. 7 meeting of the SEC's Investor
Advisory Committee. The committee will hold two panel discussions
with outside speakers, including a morning session on retail
investor protections and transparency in municipal and corporate
bond markets, and an afternoon session on retail investor
disclosures and best practices. The committee will also discuss
three other topics: cybersecurity risk disclosures, dual-class
share structures, and an IAC subcommittee recommendation regarding
electronic delivery of information to retail investors and
development of a summary disclosure document of investment company
shareholder reports. The meeting begins at 9:30 a.m. and will be
webcast live and archived on the committee's website.
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