| Fund Name: | Cushing MLP Infrastructure Fund |
| Adviser: | Cushing Asset Management LP |
| Sub-Adviser(s): | None |
| Fees: | 1% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,000 minimum initial investment (Class A and C), $250 minimum initial investment (Individual retirement accounts), $250,000 minimum initial investment (Class I); $100 minimum subsequent investment (All share classes) |
| Filing Date: | Sept. 19, 2017 |
| Effective Date: | Pending |
| Fund Name: | IBAA Fund |
| Adviser: | IBAA |
| Sub-Adviser(s): | None |
| Fees: | 1.5% Management Fee |
| Open- or Closed-End: | Closed-End (Exchange traded - NYSE) |
| Investor Restrictions: | Qualified clients; $50,000 minimum initial investment, $10,000 minimum subsequent investment |
| Filing Date: | Sept. 5, 2017 |
| Effective Date: | Pending |
| Fund Name: | Harvest Volatility Absolute Fund |
| Adviser: | Harvest Volatility Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,500 minimum initial investment for investor class shares, $1,000 for retirement and education savings accounts and $1,500 for automatic investment plan accounts; $25,000 minimum initial investment for institutional class shares; $100 minimum subsequent investment (all accounts). |
| Filing Date: | Sept. 1, 2017 |
| Effective Date: | Pending |
| Fund Name: | Harvest Edge Equity Fund |
| Adviser: | Harvest Volatility Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,500 minimum initial investment for investor class shares, $1,000 for retirement and education savings accounts and $1,500 for automatic investment plan accounts; $25,000 minimum initial investment for institutional class shares; $100 minimum subsequent investment (all accounts). |
| Filing Date: | Sept. 1, 2017 |
| Effective Date: | Pending |
| Fund Name: | Harvest Edge Bond Fund |
| Adviser: | Harvest Volatility Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,500 minimum initial investment for investor class shares, $1,000 for retirement and education savings accounts and $1,500 for automatic investment plan accounts; $25,000 minimum initial investment for institutional class shares; $100 minimum subsequent investment (all accounts). |
| Filing Date: | Sept.1, 2017 |
| Effective Date: | Pending |
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
