| Fund Name: | IBAA Fund |
| Adviser: | IBAA |
| Sub-Adviser(s): | None |
| Fees: | 1.5% Management Fee |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Qualified clients; $50,000 minimum initial investment, $10,000 minimum subsequent investment |
| Filing Date: | Sept. 5, 2017 |
| Effective Date: | Pending |
| Fund Name: | Harvest Volatility Absolute Fund |
| Adviser: | Harvest Volatility Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Exchange traded) |
| Investor Restrictions: | $2,500 minimum initial investment for investor class shares, $1,000 for retirement and education savings accounts and $1,500 for automatic investment plan accounts; $25,000 minimum initial investment for institutional class shares; $100 minimum subsequent investment (all accounts). |
| Filing Date: | Sept. 1, 2017 |
| Effective Date: | Pending |
| Fund Name: | Harvest Edge Equity Fund |
| Adviser: | Harvest Volatility Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Exchange traded) |
| Investor Restrictions: | $2,500 minimum initial investment for investor class shares, $1,000 for retirement and education savings accounts and $1,500 for automatic investment plan accounts; $25,000 minimum initial investment for institutional class shares; $100 minimum subsequent investment (all accounts). |
| Filing Date: | Sept. 1, 2017 |
| Effective Date: | Pending |
| Fund Name: | Harvest Edge Bond Fund |
| Adviser: | Harvest Volatility Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Exchange traded) |
| Investor Restrictions: | $2,500 minimum initial investment for investor class shares, $1,000 for retirement and education savings accounts and $1,500 for automatic investment plan accounts; $25,000 minimum initial investment for institutional class shares; $100 minimum subsequent investment (all accounts). |
| Filing Date: | Sept.1, 2017 |
| Effective Date: | Pending |
| Fund Name: | BlackRock Multi-Sector Opportunities Trust Series I |
| Adviser: | BlackRock Advisors LLC |
| Sub-Adviser(s): | BlackRock International Limited and BlackRock (Singapore) Limited |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Quarterly repurchase; Feeder fund) |
| Investor Restrictions: | Minimum investment levels not specified |
| Filing Date: | Aug. 31, 2017 |
| Effective Date: | Pending |
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
