United States:
FINRA Highlights Change To Delay Periods For Historic TRACE Data Sets
21 July 2017
Cadwalader, Wickersham & Taft LLP
To print this article, all you need is to be registered or login on Mondaq.com.
Effective October 2, 2017, the delay period applicable to
Historic Trade Reporting and Compliance Engine ("TRACE")
Data for corporate bonds and agency debt will be reduced from 18
months to six months. In a Regulatory Notice, FINRA noted the delay
period will also apply to
Rule 144A securities.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Corporate/Commercial Law from United States
Balancing DEI In The Workplace
McDonald Hopkins
When the U.S. Supreme Court's June 2023 decision in Students for Fair Admissions, Inc. significantly curtailed race-based affirmative action in higher education...