Fund Name: | Morningstar Funds Trust |
Adviser: | Morningstar Investment Management LLC |
Sub-Adviser(s): | Not specified |
Fees: | Not specified |
Open- or Closed-End: | Open-End (Mutual fund) |
Investor Restrictions: | No initial or subsequent minimum purchase amounts. |
Filing Date: | March 6, 2017 |
Effective Date: | Pending |
Fund Name: | THL Credit Senior Loan 2024 Term Fund |
Adviser: | Four Wood Capital Advisors LLC |
Sub-Adviser(s): | THL Credit Advisors LLC |
Fees: | Not specified |
Open- or Closed-End: | Closed-End (Exchange traded) |
Investor Restrictions: | Minimum investment of 100 common shares |
Filing Date: | Feb. 27, 2017 |
Effective Date: | Pending |
Fund Name: | AlphaCentric Prime Meridian Income Fund |
Adviser: | Alphacentric Advisors LLC |
Sub-Adviser(s): | Prime Meridian Capital Management LLC |
Fees: | 1.5% Management Fee |
Open- or Closed-End: | Closed-End (Quarterly repurchase) |
Investor Restrictions: | $2,500 minimum initial investment for regular accounts, $1,000 for retirement plan accounts; $100 minimum subsequent investment if made through an automatic investment program, $1,000 for subsequent investments not made through an automatic investment program. |
Filing Date: | Feb. 13, 2017 |
Effective Date: | Pending |
Fund Name: | Day Hagan Hedged Strategy Fund |
Adviser: | Donald L. Hagan LLC |
Sub-Adviser(s): | Pacini Hatfield Investments LLC |
Fees: | 1.75% Management Fee |
Open- or Closed-End: | Open-End (Mutual fund) |
Investor Restrictions: | $1,000 minimum initial investment for regular and IRA accounts, $100 for automatic investment plan accounts; $50 minimum subsequent investment (Class T) |
Filing Date: | Feb. 1, 2017 |
Effective Date: | Pending |
Fund Name: | Lazard Real Assets and Pricing Opportunities Fund |
Adviser: | Lazard Asset Management LLC |
Sub-Adviser(s): | None |
Fees: | 0.70% Management Fee |
Open- or Closed-End: | Open-End (Mutual fund) |
Investor Restrictions: | $100,000 minimum initial investment for institutional shares, $2,500 for open shares; $1 million minimum initial investment for R6 shares |
Filing Date: | Dec. 14, 2016 |
Effective Date: | Dec. 30, 2016 |
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