United States:
Risk Identification And Assessment Methodologies For Securities Regulators
28 July 2014
Shearman & Sterling LLP
To print this article, all you need is to be registered or login on Mondaq.com.
On 26 June 2014, IOSCO published a report on risk identification
and assessment methodologies for securities regulators. The report
is intended to assist securities regulators in identifying and
assessing emerging and potential systemic risks by providing a
range of methods and tools already used which regulators may
consider using, including in combined format.
The report is available at: http://www.iosco.org/library/pubdocs/pdf/IOSCOPD443.pdf.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Finance and Banking from United States
Secured Creditor Chapter 11 Considerations
Trenam Law
Lenders are naturally in a reactionary position when their borrowers file for Chapter 11. Following these tips will help position them for the best possible outcome.
Dos And Don'ts Of Interacting With Bank Regulators
Goodwin Procter LLP
Supervision is a daily fact of life for bank boards and management. Below, we offer strategies for how both board members and members of management can ensure that the supervisory process goes as smoothly as possible.