UK:
FCA Enforcement Action Overview
20 June 2016
Reed Smith (Worldwide)
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Co-author: Sharon K. Kimathi
Reed Smith's
Enforcement Action by the FCA 2016 is a useful overview of
enforcement action taken by the FCA in 2016. Enforcement
action is important in terms of showing where the focus of the
regulator is in terms of enforcement and their expectations.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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