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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Thompson Coburn LLP ordered by Published Date Descending.
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Dodd Frank Rollback Law Provides Regulatory Relief For Community Banks
Last week, President Trump signed the Economic Growth, Regulatory Relief, and Consumer Protection Act (the "Act") into law.
United States
31 May 2018
2
Has Consolidation Made Egg And Poultry Industry Ripe For The Plucking?
Which came first: the chicken or the egg? We may never know the answer to this age-old question. But when it comes to allegations of price-fixing in the poultry and egg industries, at least...
United States
15 Nov 2016
3
Private Equity's Top Ten Issues For The Next President
Many of the issues on the next President's plate have unique resonance within the private equity world.
United States
14 Nov 2016
4
D.C. Court Of Appeals Checks, Then Balances CFPB's Power
A cornerstone of the Dodd-Frank Wall Street Reform and Consumer Protection Act was the creation of the Consumer Financial Protection Board ("CFPB").
United States
11 Nov 2016
5
Was That Trader Really 'Spoofing'? Focus On The Statute's Words, Not The Regulator's Claims
Can trading pursuant to an algorithmic program properly be found to constitute "spoofing" in violation of CEA Section 4c(a)(5)(C): What constitutes "the intent to cancel the bid or offer before execution"?
United States
26 Sep 2016
6
New SEC "Claw Back" Rules
On July 1 2015, the Securities and Exchange Commission, by a 3-2 vote, proposed new rules requiring public companies to "claw back" executive compensation mistakenly awarded due to accounting errors.
United States
12 Aug 2015
7
Deadline Extended For Swap Documentation To Comply With New Federal Requirements
Federal authorities have extended the deadline imposed on swap dealers and major swap participants to amend swap documentation to comply with certain new legal requirements imposed by the Dodd-Frank Act.
United States
13 Feb 2013
8
"Bad Actor" Disqualification From Rule 506 Offerings
On May 27, 2011, the Securities and Exchange Commission, as required under the Dodd-Frank Wall Street Reform and Consumer Protection Act, released a proposed rule which would disqualify an entity from using the Rule 506 private offering safe harbor if the entity or a "covered person" associated with the entity is or had been involved in a "disqualifying event," specified violations of securities laws or the regulations of securities administrators or certain related entities.
United States
23 Aug 2011
9
SEC Rule 506 - Proposed 'Bad Actor' Disqualification for Private Placements
On May 27, 2011, the Securities and Exchange Commission, as required under the Dodd-Frank Wall Street Reform and Consumer Protection Act, released a proposed rule which would disqualify an entity from using the Rule 506 private offering safe harbor if the entity or a "covered person" associated with the entity is or had been involved in a "disqualifying event," specified violations of securities laws or the regulations of securities administrators or certain related entities.
United States
13 Jun 2011
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