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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Day Pitney LLP ordered by Published Date Descending.
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Soto v. Bushmaster: The Sandy Hook Victims Notch A Stunning Victory, But At What Cost?
Last week, the Connecticut Supreme Court sent a jolt through the legal commentariat with its decision in Soto v. Bushmaster Firearms International, the lawsuit brought against the manufacturers and sellers of the semi-automatic rifle used in the tragic 2012 shooting at Sandy Hook Elementary School.
United States
1 Apr 2019
2
Supreme Court Recently Limited The Scope Of Whistleblower Protection Under Dodd-Frank, But State Laws Continue To Provide Broader Protections
On February 21, 2018, in Digital Realty Trust, Inc. v. Somers, the U.S. Supreme Court held that, to sue under the anti-retaliation provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act ...
United States
5 Apr 2018
3
SEC Issues Dodd-Frank Compensation Committee Rules
The Securities and Exchange Commission (SEC) issued final Rule 10C-1 on Wednesday, directing securities exchanges to adopt rules requiring compliance with...
United States
27 Jun 2012
4
Consumer Financial Protection Bureau Early Warning Notices
Earlier this week, the Consumer Financial Protection Bureau (CFPB) issued an Enforcement Bulletin (CFPB Bulletin 2011-04) providing information on Early Warning Notices to be issued by the CFPB's Office of Enforcement.
United States
14 Nov 2011
5
SEC Adopts Rules Implementing Dodd-Frank Investment Adviser Registration And Exemption Requirements
The Securities and Exchange Commission ("SEC") recently issued final rules and rule amendments implementing certain provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") that amend the Investment Advisers Act of 1940, as amended ("Advisers Act").
United States
13 Jul 2011
6
SEC Issues Rules Establishing Whistleblower Program
The Securities and Exchange Commission ("SEC") has recently adopted rules implementing the whistleblower provisions of the Dodd-Frank Act.
United States
13 Jun 2011
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