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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Fenwick & West LLP ordered by Published Date Descending.
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US Health Consumers Demand More: Can Tech Save Us?
In the latest edition of the Internet Trends report, Mary Meeker highlights the growing digitization of the healthcare sector, framing that growth squarely in the context of a U.S.
United States
9 Jul 2019
2
Eighth Circuit Finds No Duty For Retailers To Safeguard Personal Data Of Customers
Pursuing negligence claims in the Eighth Circuit following a data breach just got harder. On May 31, 2019, the U.S. Court of Appeals for the Eighth Circuit again dismissed the data breach claims
United States
12 Jun 2019
3
SCOTUS Narrows Dodd-Frank Whistleblower Protections, May Trigger Increased Reports To The SEC
In a unanimous ruling in Digital Realty Trust v. Somers, the U.S. Supreme Court has narrowed whistleblower protections in the Dodd-Frank Act that shield employees who report potential securities law violations.
United States
27 Feb 2018
4
Consumer Financial Protection Bureau Issues Final Rule On Arbitration Agreements
The Consumer Financial Protection Bureau published its final rule regulating arbitration provisions in contracts between certain financial service providers in the core consumer financial markets of lending money...
United States
24 Jul 2017
5
Litigation Alert: The Ninth Circuit Holds That A Telephone Consumer Protection Act Violation Alone Is Sufficient To Establish Standing
The TCPA of 1991 makes it "unlawful… to use any telephone facsimile machine, computer, or other device to send, to a telephone, facsimile machine, an unsolicited advertisement…
United States
15 Feb 2017
6
SEC Issues Final CEO Pay Ratio Rule
On August 5, 2015, the Securities and Exchange Commission (the "SEC") voted 3-2 to adopt the final "pay ratio" disclosure rule.
United States
18 Aug 2015
7
Executive Compensation Alert: SEC Proposes "Clawback" Rules For Executive Compensation
These proposed rules are mandated by Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and are the last of the compensation-related rules required by the Dodd-Frank Act.
United States
8 Jul 2015
8
SEC Announces $30 Million Whistleblower Award To Non-U.S. Resident
The SEC announced that it expected to award between $30 and $35 million to a non-U.S. whistleblower who provided the SEC with information.
United States
29 Sep 2014
9
SEC Proposes Rule To Disclose CEO-To-Worker Pay Ratio ("Pay-Ratio Rule")
The Securities and Exchange Commission narrowly voted in favor of proposing a rule that would require public companies to compare their chief executive officer’s compensation with that of all of its employees and disclose this pay ratio in certain public filings.
United States
26 Sep 2013
10
Executive Compensation And Corporate And Securities Alert: SEC Proposes Rule To Disclose CEO-To-Worker Pay Ratio ("Pay-Ratio Rule")
The Securities and Exchange Commission narrowly voted in favor of proposing a rule that would require public companies to compare their chief executive officer's compensation with that of all of its employees and disclose this pay ratio in certain public filings.
United States
25 Sep 2013
11
SEC Clears Way For General Solicitation In Private Securities Offerings
New regulations approved by the Securities and Exchange Commission in July 2013 give companies greater freedom to communicate with potential investors in certain private securities offerings, creating both new opportunities and additional risks
United States
15 Aug 2013
12
Executive Compensation And Corporate And Securities Alert: SEC Adopts NYSE And Nasdaq Rules Relating To Compensation Committees And Compensation Consultants
The Securities and Exchange Commission has approved the equity listing standards proposed by the NYSE and Nasdaq, as amended regarding compensation committee independence criteria and compensation adviser independence criteria, which are required under Dodd-Frank Act Section 952.
United States
5 Feb 2013
13
SEC Adopts NYSE And Nasdaq Rules Relating To Compensation Committees And Compensation Consultants
The Securities and Exchange Commission approved the equity listing standards proposed by the NYSE and Nasdaq, as amended, regarding compensation committee independence criteria and compensation adviser independence criteria, which are required under Dodd-Frank Act Section 952.
United States
4 Feb 2013
14
FAQs re Dodd-Frank Whistleblower Rules
The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") added Section 21F to the Exchange Act, entitled "Securities Whistleblower Incentives and Protection."
United States
20 Jun 2011
15
SEC Proposes New Rules For Compensation Committees And Compensation Consultants
The SEC has proposed rules to implement Dodd- Frank Act Section 952, requiring national securities exchanges to prohibit the initial or continued listing of any stock of a company that does not satisfy Compensation Committee member independence criteria and Compensation Committee adviser independence criteria.
United States
11 Apr 2011
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