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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Mike Delikat ordered by Published Date Descending.
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The SEC Ends The Summer With Another Bountiful Award Of Over $54 Million To Two Whistleblowers
On September 6, the SEC issued awards totaling more than $54 million to two whistleblowers who provided critical information and continued assistance to the agency in an enforcement action.
United States
11 Sep 2018
2
SEC Bounty Hunters Take Heart: SEC Fines Company $265,000 For Using Severance Agreements That Provided A Waiver Of Any Monetary Recovery For Filing A Tip
Today, the SEC announced that an Atlanta-based company, BlueLinx Holdings, is settling charges that its severance agreements contained provisions that it in its view might impede employees from communication...
United States
17 Aug 2016
3
Show Me The Money: Yes, Even Corporate Officers Can Collect Dodd-Frank Bounty Awards
On March 2, 2015, the SEC announced a whistleblower bounty award of between $475,000 and $575,000, its 15th under the Dodd-Frank whistleblower program.
United States
20 Mar 2015
4
Corporate Whistleblowing: Key Issues In Responding To Possible Violations
The need to detect and investigate reported allegations of wrongdoing within a corporation has long been a fact of corporate life.
United States
21 Jan 2015
5
SEC Charges Hedge Fund Adviser With Whistleblower Retaliation Under Dodd-Frank
On June 16, 2014, the SEC issued its first-ever charge of whistleblower retaliation under section 922 of the Dodd-Frank Act.
United States
25 Jun 2014
6
Bon Voyage! Dodd Frank Whistleblower Claim Shipped Tto Arbitration
In Murray v. UBS Securities, LLC, Judge Failla in the Southern District of New York compelled arbitration of a Dodd-Frank whistleblower retaliation claim, holding that nothing in the anti-retaliation provision, 15 U.S.C. 78u-6(h), precludes the arbitration of these claims.
United States
5 Feb 2014
7
Take Heart, Companies Can Win Whistleblower Cases: Two Key Victories Last Week In SOX And Dodd-Frank Cases
Two victories for employers last week in Dodd-Frank and SOX whistleblower cases may provide a basis for at least a sliver of optimism among employers and whistleblower defense lawyers hammered by a recent series of employee-favorable decisions under the two main federal statutes covering whistleblowing activity.
United States
8 Oct 2013
8
SEC Issues Huge Bounty Award Of $14 Million To Whistleblower Under Dodd-Frank
Today the SEC announced that it is issuing a whistleblower award of over $14 million to a whistleblower who provided information that resulted in the recovery of investor funds.
United States
4 Oct 2013
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