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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Bruce Newman ordered by Published Date Descending.
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The Volcker Rule Handbook: A Detailed Look At The Final Rule Implementing Section 619 Of The Dodd-Frank Act
Three and a half years after passage of the Dodd-Frank Act, the much anticipated final Volcker Rule has been issued. On December 10, 2013, the federal banking regulators, the Securities and Exchange Commission ("SEC"), and the Commodity Futures Trading Commission ("CFTC") (collectively, the "Agencies") issued a final rule ("Final Rule") to implement Section 13 of the Bank Holding Company Act of 1956 ("BHCA") ...
United States
24 Dec 2013
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Regulators Issue Final Rules And Interpretations Further Defining Swap-Related Terms - Part II
After much anticipation, the Commodity Futures Trading Commission and the Securities and Exchange Commission have adopted joint final rules and interpretations further defining the terms "swap," "security-based swap," "security-based swap agreement", and "mixed swap" pursuant to Title VII of the Dodd-Frank Act (DFA).
United States
17 Aug 2012
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