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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Robert Sawyer ordered by Published Date Descending.
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SBIC Exemption From SEC Registration Under Dodd-Frank Act
The SEC's final rules on the implementation of SEC registration requirements for investment advisers under the Investment Advisers Act of 1940, as recently modified by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"), were published in the Federal Register and will become effective July 21, 2011 (the "Rules").
United States
20 Jul 2011
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