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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Michele Adelman ordered by Published Date Descending.
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Secretary Galvin Proposes Expert Network Regulations For Massachusetts Advisers
Secretary of the Commonwealth William Francis Galvin has proposed regulations to add conditions to the use of "matching or expert network services" by investment advisers which are registered in Massachusetts or operating in Massachusetts within an exemption from registration.
United States
27 Apr 2011
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