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Searching Content indexed under Consumer Protection by Harvey Knight ordered by Published Date Descending.
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Private Fund Adviser Exemptions
The SEC adopted a rules that defines and implement the private fund adviser exemptions.
United States
6 Jul 2011
2
The Dodd-Frank Wall Street Reform and Consumer Protection Act-New Challenges for Fund Managers and Investment Advisers
President Obama signed the Wall Street Reform and Consumer Protection Act into law. The Act will have a significant impact on domestic and non-US fund managers and investment advisers.
United States
3 Aug 2010
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