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Searching Content indexed under Wealth & Asset Management by Fasken ordered by Published Date Descending.
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Assign At The Dotted Line: CCAA Assignment Orders And Their Impact On The Contracts Assigned – The SM Group Case
On December 10, 2018, the Superior Court of Quebec (Court) released an important judgment concerning the assignment of contracts under the Companies' Creditors Arrangements Act (CCAA) ...
Canada
17 Jan 2019
2
Are You Making False Representations In Your Franchise Agreement?
All or almost all franchise agreements include clauses stating that the franchisor has not made any representations to the franchisee to induce it to enter into the contract,
Canada
16 Jan 2019
3
Weeding-Out A Lack Of Disclosure
On October 10, 2018, the Canadian Securities Administrators (CSA) issued CSA Staff Notice 51-357 Staff Review of Reporting Issuers in the Cannabis Industry (Staff Notice) ...
Canada
27 Nov 2018
4
A Strong Voice For Enhanced Corporate Governance: Commonsense Principles 2.0
Recently, a group of prominent executives released an open letter and document known as Commonsense Principles 2.0.
Canada
22 Nov 2018
5
New Disclosure Obligation; What You Should Know About The Financial Information - Annual Form
Fasken Martineau's Investment Products and Wealth Management team wishes to remind dealers and advisers registered under the Securities Act (Quebec) (the "registrants") that as of June 19, 2017...
Canada
10 Jul 2017
6
Changes To NI 31-103 Cost Disclosure And Performance Reports
The Canadian Securities Administrators have now implemented amendments to National Instrument 31-103 Registration Requirements Exemptions and Ongoing Registrant Obligations and to its Companion Policy 31‑103 CP as amended.
Canada
21 Jun 2013
7
CSA Consultation On Mutual Fund Fees - What's At Stake?
In December 2012, the Canadian Securities Authorities published Discussion Paper and Request for Comment 81-407 Mutual Fund Fees.
Canada
9 Apr 2013
8
Canadian Regulators Publish Consultation Paper On A Statutory Best Interest Duty For Advisers And Dealers
On October 25, 2012 the Canadian Securities Administrators ("CSA") published for comment Consultation Paper 33-403 which discusses the potential benefits and feasibility of imposing a statutory fiduciary duty on advisers and dealers to act in the best interests of clients.
Canada
2 Nov 2012
9
Client Relationship Model II - Cost Disclosure, Performance Reporting And Client Statements Update
On June 14, 2012, the Canadian Securities Administrators (CSA) published for comment a second version of amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) with respect to the second phase of the Client Relationship Model initiative (CRM II).
Canada
10 Sep 2012
10
CSA Release Final Multilateral Instruments Regarding Non-Resident Investment Fund Managers
On July 5, 2012, the Ontario Securities Commission, the Autorité des marchés financiers and the Financial Services Regulation Division, Service NL, Government of Newfoundland and Labrador released Multilateral Instrument 32-102 Registration Exemptions for Non-Resident Investment Fund Managers (the Multilateral Instrument or MI 32-102) and related companion policy.
Canada
9 Aug 2012
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