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Searching Content indexed under Wealth Management by David Walsh ordered by Published Date Descending.
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Central Bank Publishes Findings From Closet-Index Review Of UCITS Funds
The Central Bank has also voiced its concern about the governance and control framework in place in certain Man Co.
European Union
25 Jul 2019
2
Welcome Boost For UCITS Funds In Chile
In welcome news for UCITS funds, the Chilean private pension fund regulator (known as the Superintendencia de Pensiones ("SP")) recently clarified that Chilean private pension funds ...
Chile
15 May 2018
3
PRIIP, SFTR And BMR Update: Publication Of Irish Regulations
The Central Bank has been given extensive powers relating to the enforcement of the SFTR, PRIIP and the Benchmarks Regulation regimes following the recent publication of domestic regulations.
Ireland
7 Feb 2018
4
MiFID II: Securities And Exchange Commission Publishes "No-Action" Relief In Respect Of Research Payments To US Brokers
On October 26, 2017, following consultation with European authorities, and in response to concerns that investors could lose access to valuable research, the U.S. Securities and Exchange Commission...
Ireland
6 Nov 2017
5
Central Bank Publishes Outcome Of Third Consultation Paper On Management Company Effectiveness
Following on from its third and final consultation on Fund Management Company Effectiveness Managerial Functions, Operational Issues and Procedural Matters ("Third Consultation") issued in June 2016...
Ireland
30 Dec 2016
6
Central Bank Publishes Its Final Consultation Paper On Fund Management Company Effectiveness
Should you have comments or queries arising out of the Consultation Paper, please share them with your usual contact at Dillon Eustace.
Ireland
9 Jun 2016
7
UCITS V Update - Irish UCITS V
The regulations transposing UCITS V Directive (Directive 2014/91/EU) ("UCITS V") into Irish law have been published with effect from Monday 21 March 2016.
Ireland
4 Apr 2016
8
ESMA Statement On Potential Closet Index Tracking
ESMA issued a statement earlier this month about the potential for some European collective investment funds to be "closet index trackers"
Ireland
7 Mar 2016
9
The Securities Financing Transactions Regulation
The Regulation is expected to be published in the Official Journal of the EU shortly and will come into force 20 days after publication.
European Union
15 Dec 2015
10
Updated ESMA Q&A On Its Guidelines On ETFs And Other UCITS Issues
The European Securities and Markets Authority issued an updated Q&A document to give further clarity to certain aspects of its guideline document.
Ireland
1 Apr 2014
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