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Searching Content indexed under Wealth Management by Katie Russell ordered by Published Date Descending.
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Are You SMCR Ready? Your 10-Point HR Guide On The New Senior Managers And Certification Regime
The Senior Managers and Certification Regime (SMCR) comes into force on 9 December 2019 for all Financial Conduct Authority (FCA)-regulated asset management firms, replacing the old Approved Persons Regime.
UK
14 Aug 2019
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Regulatory References: What's New Under Senior Manager And Certification Regime?
As the date draws closer for implementation of the Senior Manager and Certification Regime (SMCR) across asset management firms ...
UK
18 Feb 2019
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